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HomeMy WebLinkAboutCC Resolution 13301 (GASB 45; Bartel Associates)RESOLUTION NO. 13301 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN RAFAEL AUTHORIZING THE CITY MANAGER TO EXECUTE AN AGREEMENT BETWEEN THE CITY OF SAN RAFAEL AND BARTEL ASSOCIATES, LLC FOR ACTUARIAL CONSULTING SERVICES RELATED TO A GASB 45 VALUATION WHEREAS, GASB 45 establishes standards for accounting and financial reporting of "Other Post Employment Benefits" (OPEBs) and requires each public agency to engage a certified actuary to calculate several actuarial measures estimating the current and future costs and liabilities of an agency's OPEBs; and WHEREAS, the City has contracted with Bartel Associates, LLC in the past for actuarial services related to GASB 45; and WHEREAS, the city would like to contract with Bartel Associates, LLC to provide actuarial services for a June 30, 2011 GASB 45 valuation of the City's retiree healthcare plan. NOW, THEREFORE, BE IT RESOLVED, that the City Council of the City of San Rafael hereby approves and authorizes the City Manager to execute an Agreement with Bartel Associates, LLC for actuarial consulting services related to a GASB 45 valuation, a copy of which is on file with the City Clerk. I, Esther C. Beirne, Clerk of the City of San Rafael, hereby certify that the foregoing Resolution was duly and regularly introduced and adopted at a regular meeting of the San Rafael City Council held on the 5th day of March 2012, by the following vote to wit: AYES: Councilmembers: Connolly, Heller, Levine, McCullough & Mayor Phillips NOES: Councilmembers: None ABSENT: Councilmembers: None ESTHER C. BEIRNE, City Clerk AGREEMENT WITH BARTEL ASSOCIATES, LLC FOR ACTUARIAL CONSULTING SERVICES RELATED TO A GASB 45 VALUATION This Agreement is made and entered into this 6'" day of March 2012, by and between the CITY OF SAN RAFAEL (hereinafter "CITY"), and BARTEL ASSOCIATES (hereinafter "CONTRACTOR"). AGREEMENT NOW, THEREFORE, the parties hereby agree as follows: PROJECT COORDINATION. A. The City Manager shall be the representative of the CITY for all purposes under this Agreement and ANIL COMELO, the Human Resources Director is hereby designated the PROJECT MANAGER for the CITY, and said PROJECT MANAGER shall supervise all aspects of the progress and execution of this Agreement. B. CONTRACTOR. CONTRACTOR shall assign a single PROJECT DIRECTOR to have overall responsibility for the progress and execution of this Agreement for CONTRACTOR. DOUG PRYOR is hereby designated as the PROJECT DIRECTOR for CONTRACTOR. 2. DUTIES OF CONTRACTOR. CONTRACTOR shall perform the duties andor provide services as further provided in the proposal attached hereto as Exhibit "A", including: A. Prepare a GASB 45 valuation of the CITY's retiree healthcare plan as of June 30, 2011. B. Provide basic information for one or more pension and retiree health reform concepts. C. Other data analysis as requested by the CITY DUTIES OF CITY. CITY shall provide input from the PROJECT MANAGER as to the Data Requirements outlined in Exhibit **A-. CITY staff shall provide cooperation and information as reasonably required to assist CONTRACTOR perform the services and duties required under this agreement and shall compensate CONTRACTOR pursuant to the provisions of section 4, below. 4. COMPENSATION. For the CONTPUCTOR's full performance of the duties and sen ices described herein, CITY shall pay CONTkXCTOR a professional services fee in an amount not to exceed 520.000 for a GASB-4� valuation, and a fee not to exceed S 10.000 for other additional services as needed. These fees are based on the hourly rates as outlined in Exhibit "A" which include provisions for miscellaneous expenses (travel, computer, outline production, etc.). The total amount of this agreement, including additional services, shall not exceed 530.000.00. Version 2-15-11 P• --, L, Payment will be made upon receipt by PROJECT MANAGER of itemized invoices submitted by CONTRACTOR 5. TERM OF AGREEMENT. The term of this Agreement shall be from the execution of this Agreement until CONTRACTOR's completion of performance of all duties and services under this Agreement, or December 31, 2012, whichever is earlier. The City Manager may extend the contract term, as needed, but no more than an additional calendar year. 6. TERMINATION. A. Discretionary. Either party may terminate this Agreement without cause upon thirty (30) days written notice mailed or personally delivered to the other party. B. Cause. Either party may terminate this Agreement for cause upon fifteen (15) days written notice mailed or personally delivered to the other party, and the notified party's failure to cure or correct the cause of the termination, to the reasonable satisfaction of the party giving such notice, within such fifteen (15) day time period. C. Effect of Termination. Upon receipt of notice of termination, neither party shall incur additional obligations under any provision of this Agreement without the prior written consent of the other. D. Return of Documents. Upon termination, any and all CITY documents or materials provided to CONTRACTOR and any and all of CONTRACTOR's documents and materials prepared for or relating to the performance of its duties under this Agreement, shall be delivered to CITY as soon as possible, but not later than thirty (30) days after termination. ?. O��'NERSHIP OF DOCUMENTS. The written documents and materials prepared by the CONTRACTOR in connection with the performance of its duties under this Agreement, shall be the sole property of CITY. CITY may use said property for any purpose, including projects not contemplated by this Agreement. INSPECTION AND AUDIT. Upon reasonable notice. CONTRACTOR shall make available to CITY, or its agent, for inspection and audit, all documents and materials maintained by CONTRACTOR in connection with its performance of its duties under this Agreement. CONTRACTOR shall fully cooperate Nvith CITY or its agent in any such audit or inspection. 9. ASSIGNABILITY. The parties agree that they shall not assign or transfer any interest in this Agreement nor the performance of any of their respective obligations hereunder, without the prior written consent of the other party. and any attempt to so assign this Agreement or any rights, duties or obligations M arising hereunder shall be void and of no effect. 10. INSURANCE. A. During the term of this Agreement, CONTRACTOR shall maintain, at no expense to CITY, the following insurance policies: I A commercial general liability insurance policy in the minimum amount of ZD one million ($1,000,000) dollars per occurrence for death, bodily injury, personal injury, or property damage. ? An automobile liability insurance policy, for owned, non -owned, and hired vehicles, in the minimum amount of one million ($1,000,000) dollars per occurrence. 3. If any licensed professional performs any of the services required to be performed under this Agreement, a professional liability insurance policy in the minimum amount of one million $1,000,000) dollars to cover any claims arising out of the CONTRACTOR's arising of services under this Agreement. Z:� B. The insurance coverage required of the CONTRACTOR in Subparagraph A above, shall also meet the following requirements: 1. Except for professional liability insurance, the insurance policies shall be endorsed for contractual liability and personal injury. ? Except for professional liability insurance, the insurance policies shall provide in their text or shall be specifically endorsed to name the CITY, its officers, agents, employees, and volunteers, as additionally named insureds under the policies, and to provide that the insurance shall be primary with respect to any insurance or coverage maintained by CITY and shall not call upon CITY's insurance or coverage for any contribution. 3. CONTRACTOR shall provide to City's Project Manager, (a) Certificates of Insurance evidencing a the insurance coverage required herein, and (b) text from the insurance 0 policies or the endorsements as specified in Subparagraph B(2). Z:� 4. The insurance policies shall provide that the insurance carrier shall not cancel, terminate or otherwise modify the terms and conditions of said insurance policies except upon ten (10) clays written notice to City's Project Manager. 5. If the insurance is written on a Claims Made Form, then, followin" tennination of this Agreement, said insurance coverage shall sur\ iv e for a period of not less than five years. 6. The insurance policies shall provide for a retroactive (late of placement coincidinu with the effective date of this Agreement, 7. The insurance shall be approved as to form and sufficiency by PROJECT MANAGER and the City Attorney. C. If it employs any person, CONTRACTOR shall maintain worker's compensation and employer's liability insurance, as required by the State Labor Code and other applicable laws and regulations, and as necessary to protect both CONTRACTOR and CITY against all liability for injuries to CONTRACTOR's officers and employees. D. Any deductibles or self-insured retentions in CONTRACTOR's insurance policies must be declared to and approved by the City's Risk Manager and the City Attorney. At CITY's option, the deductibles or self-insured retentions with respect to CITY shall be reduced or eliminated to CITY's satisfaction, or CONTRACTOR shall procure a bond guaranteeing payinent of losses and related investigations, claims administration, attorney's fees and defense expenses. 11. INDEMNIFICATION. A. Except as provided in Subparagraph B., CONTRACTOR shall indemnify, release, defend and hold harmless CITY, its officers, and employees, against any claim, demand, suit, judgment, loss, liability or expense of any kind, including attorney's fees, arising out of or resulting in any way, in whole or in part, from any acts or omissions, intentional or negligent, of CONTRACTOR or CONTRACTOR's officers, agents and employees in the performance of their duties and obligations under this Agreement. B. Where the services to be provided by CONTRACTOR under this Agreement are design professional services to be performed by a design professional as that term is defined under Civil Code Section 2782.8, CONTRACTOR shall, to the fullest extent permitted by law, indemnify, release, defend and hold harmless CITY, its officers, and employees, against any claim, demand, suit, judgment, loss, liability or expense of any kind, including attorney's fees, that arises out of, pertains to, or relates to the negligence, recklessness, or willful misconduct of CONTRACTOR in the performance of its duties and obligations under this Agreement. 12. NONDISCRIMINATION. CONTRACTOR shall not discriminate, in any way, against any person on the basis of age, sex, race, color, religion, ancestry, national origin or disability in connection with or related to the performance of its duties and obligations under this Agreement. ZI 13. COivIPLIANCE WITH ALL LAWS. CONTRACTOR shall observe and comply Gvith all applicable federal, state and local laws, ordinances, codes and regulations, in the performance of its duties and obligations under- thus Agreement. CONTRACTOR shall perform all ser- ices under this Agreement in accordance with these; haws, ordinances, codes and regulations. CONTRACTOR shall release, defend, indemnifies and hold harmless CITY, its officers, agents and employees from any and all damages, liabilities, penalties. fines and all other consequences from any noncompliance or violation of any laws, ordinances, codes or regulations. 14. NO THIRD PARTY BENEFICIARIES. CITY and CONTRACTOR do not intend, by any provision of this Agreement, to create in any third party, any benefit or right owed by one party, under the terms and conditions of this Agreement, to the other party. 15. NOTICES. All notices and other cornmunications required or pennitted to be given under this Agreement, including any notice of change of address, shall be in writing and given by personal delivery, or deposited with the United States Postal Service, postage prepaid, addressed to the parties intended to be notified. Notice shall be deemed given as of the date of personal delivery, or if mailed, upon the date of deposit with the United States Postal Set -vice. Notice shall be given as follows: TO CITY: Anil Cornelo, fluman Resources Director City of San Rafael 1400 Firth Ave. (P.O. Box 151560) San Rafael, CA 94915-1560 TO CONTRACTOR: Doug Pryor, Vice President Bartel Associates, LLC 4l I Borel Avenue, Suite 445 San Mateo, CA 94402 16. INDEPENDENT CONTRACTOR. For the purposes, and for the duration, of this Agreement, CONTRACTOR, its officers, agents and employees shall act in the capacity of an Independent Contractor, and not as employees of the CITY. CONTRACTOR and CITY expressly intend and agree that the status of CONTRACTOR, its officers, agents and employees be that of an Independent Contractor and not that of an employee of CITY. 17. ENTIRE AGREETMENT -- AMENDMENTS. A. The terms and conditions of this Agreement, all exhibits attached, and all documents expressly incorporated by reference, represent the entire Agreement of the pat -ties with respect to the subject matter of this Agreement. C B. This written Agreement shall supersede any and all prior agreements, oral or \z ritten. regarding, the subject matter between the CONTRACTOR and the CITY. C. No other agreement, promise or statement, written or oral, relating to the subject matter of this Agreement, shall be valid or binding, except by way of a written amendment to this Agreement. C� D. The terms and conditions of this Agreement shall not be altered or modified except by a written amendment to this Agreement signed by the CONTRACTOR and the CITY. E. If any conflicts arise between the teens and conditions of this Agreement, and the terms and conditions of the attached exhibits or the documents expressly incorporated by reference, the terns and conditions of this Agreement shall control. 18. SET-OFF AGAINST DEBTS. CONTRACTOR agrees that CITY may deduct from any payment due to CONTRACTOR under this Agreement, any monies which CONTRACTOR owes CITY under any ordinance, agreement, contract or resolution for any unpaid taxes, fees, licenses, assessments, unpaid checks or other amounts. 19. WAIVERS. The waiver by either party of any breach or violation of any term, covenant or condition of this Agreement, or of any ordinance, law or regulation, shall not be deemed to be a waiver of any other term, covenant, condition, ordinance, law or regulation, or of any subsequent breach or violation of the same or other term, covenant, condition, ordinance, law or regulation. The subsequent acceptance by either party of any fee, performance, or other consideration which may become due or owing under this Agreement, shall not be deemed to be a waiver of any preceding breach or violation by the other party of any term, condition, covenant of this Agreement or any applicable law, ordinance or regulation. 20. COSTS AND ATTORNEY'S FEES. The prevailing party in any action brought to enforce the terms and conditions of this Agreement, or arising out of the performance of this Agreement, may recover its reasonable costs (including claims administration) and attorney's fees expended in connection with such action. 21. CITY BUSINESS LICENSE i OTHER TAXES. CONTRACTOR is exempt from the business license requirement of the San Rafael Municipal Code because CONTRACTOR is based outside of and will conduct business outlined in Exhibit A outside of San Rafael city limits. CONTRACTOR shall pay any and all state and federal taxes and any other applicable taxes. CITY shall not be required to pay for any work performed under this Agreement, until CONTRACTOR has provided CITY with a completed Internal Revenue Service Forrn W-9 (Request for Taxpayer Identification Number and Certification). 22 APPLICABLE LAW. The laws of the State of California shall govern this Agreement. IN WITNESS WHEREOF, the parties have executed this Agreement as of the day, month and year first above written. CITY OF SAN RAFAEL NANCYNIA�KLE, City Manager ATTEST: ESTHER C. BEIRNE, City Clerk APPROVED AS TO FORM: ROBERT F. EPSTEIN, City Attorney BARTEL ASSOCIATES, LLC DOUG PRYOV, Vice-�Prident February 24, 2012 Anil Comelo Human Resources Director City of San Rafael PO Box 151560 San Rafael, California 94915-1560 GASB 45 - Other Post Employment Benefits (OPEB) Actuarial Valuation Fee Estimate Dear Mr. Comelo: Bartel Associates would be pleased to provide the City of San Rafael actuarial consulting services. This letter summarizes the project scope and our fee estimate for services, including a June 30, 2011 GASB 45 actuarial valuation of the City's retiree healthcare plan. Background The prior June 30, 2009 GASB 45 actuarial valuation can be used for the 2010/11 and 2011/12 fiscal years. The June 30, 2011 GASB 45 valuation can be used for the 2012/13 and 2013/14 fiscal years. Estimated Fees Our fee to prepare a GASB 45 valuation of the City's retiree healthcare plan as of June 30, 2011 will be approximately $18,000. While our fee estimate represents the likely cost of the valuation, it is possible that the valuation may require additional time. We understand the City's budgeting needs and agree not to bill more than $19,500 for the June 30, 2011 valuation unless the project scope changes. The City may want to include a budget for additional pension and retiree healthcare projects that may arise. The amount of this consulting budget will depend on the City's needs. We've assumed this budget will be $6,000 to $8,000 in the following estimated fees. Project Fee Estimate Not -to -Exceed I Amount ® June 30. 2011 GASB 45 Actuarial Valuation $ 18,000 S 19,500 a Additional consulting projects 6,000 8..000 n Total 24,000 27,500 Please note that our fee estimate assumes: ® We will bill the City at the following hourly rates: Partner S250 -S300 Assistant Vice President 4200 - S225 Senior Actuarial Analyst S150 Actuarial Analyst S125 Administrative Support S75 • The City has made no changes to its retiree healthcare plan or healthcare providers since the last actuarial valuation as of June 30, 2009. • Participant census data will be provided completely and accuratel,, in an Excel spreadsheet with one record per participant. Attachment A February 24, 2012 Page 2(t 1 7-1-! 1' ■ Costs and liabilities will be provided using one funding method and one set of assumptions including select and ultimate discount rates based on the City's current funding policy. ■ The City has not changed its funding policy since the June 30, 2009 valuation: ■ We will calculate the Actuarial Value of Assets and estimate the components of the Actuarial Accrued Liability gain or loss since the last actuarial valuation. ■ GASB 45 costs and liabilities will be presented for the plan as a whole with breakdowns for Miscellaneous and Safety employee groups as in the June 30, 2009 valuation. ■ We will have one meeting with the City to review the valuation results and will provide a preliminary valuation results discussion outline for the meeting. The discussion outline will summarize the pian provisions, census data, actuarial methods and assumptions, and the valuation results. ■ There will be no additional charges for expenses (e.g., travel, telephone, copying, etc.). The hourly rates listed above include our costs for these items. ■ We will invoice the City monthly based on time incurred, subject to the above maximum fee. Please note that our fee estimate may be higher if: ■ The City has changed its retiree healthcare plan design or has changed healthcare providers since the June 30, 2009 actuarial valuation. (If the City has made any changes to the retiree healthcare plan since the June 30, 2009 valuation, it should provide us those changes so we can revise our fee estimate, if necessary.) ■ Participant data is not relatively clean and free from internal inconsistencies or is not provided in electronic format (Excel workbook) with one record per participant. ■ Data is not collected within approximately 3 months of the June 30, 2011 valuation date. ■ Plan and financial information is not provided as requested or is not complete and internally consistent. a Results are needed for additional assumptions, funding methods, contribution policies, or alternative plan designs. ■ Results are needed separately for additional employee groups. ®t The City requests additional meetings. We will base our fee for additional meetings on our billing rates and the time needed for the meetings and preparation. • The City requests that we prepare a formal valuation report. Our estimated fee for a formal valuation report summary is $2,000. • The City requests a draft financial statement footnote. Our estimated fee for a draft financial statement footnote is 51,000. Data Requirements In order for us to begin the GASB 45 study. please provide: • Summary of plan provisions and copies of any recent MOUS for bargained employee groups that are not available on the City's website. • The City "s most current CaIPERS PEMFICA resolution(s). • City's June 30. 201 1 CAFR footnote and required supplementary information for the retiree healthcare plan. ® Marin County Employees' Retirement Association information: �.. Attachment A SIL'. February 24, 2012 Page 3 • Reconciliation of401(h) account for fiscal years 2009/10 and 2010/11, including dates of contributions and withdrawals; • Anticipated reimbursements for future pay -go costs from the 401(h) account, if the City's budget differs from our understanding as listed above; • Most recent MCERA pension plan actuarial report and any subsequent information. Note we have the June 30, 2010 actuarial valuation report issued by EFI in April 2011. Total pay-as-you-go costs (City's retiree healthcare contribution) for the 2010,'11 fiscal year and an estimate for the 2011/12 fiscal year. The City's latest monthly Ca1PERS health premium invoice. Please remove any Social Security numbers. e Active and retired participant data in electronic format (Excel workbook): • Active Data - name, employee number (not Social Security number), gender, birth date, hire date, medical plan, single/2-party/family coverage, Medicare eligibility, pension plan (MCERA Miscellaneous, Police or Fire Safety; or PARS), employee classification (full-time or part-time), bargaining or employee group, and annual base compensation. Include any active employees who have waived healthcare coverage. Note if hours for part-time employees are less than 20 hours per week. Indicate pay period for the compensation reported. • Retiree Data - name, employee number (not Social Security number), gender, birth date. hire date, retirement type (service or disability), retirement date, medical plan, single/2-party/family coverage, Medicare eligibility, MCERA pension plan (Miscellaneous, Police or Fire Safety), bargaining or employee group, spouse's birth date (if available), portion of premium paid by the City, portion of premium paid by the retiree, and whether the participant is a former employee or surviving spouse. Include any retirees or surviving spouses of retirees who have waived coverage. Include retirees and surviving spouses who do not participate in the City's healthcare plans but receive a City contribution. • In order to maintain confidentiality, please do not provide Social Security numbers. We will delete any files that include Social Security numbers and request a revised file. • Our fee estimate assumes that the City will merge and reconcile all data files and provide one census file with one complete record for each employee and eligible retiree in an Excel workbook. If the City needs our help to merge and reconcile data, our fees will be higher. We may need additional data, depending on our review of the City's retiree medical plan design. •:. Attachment A February 24, 2012 Page 4 M Timing We are prepared to begin this project immediately. Normally, the valuation results meeting is set about 4-6 weeks after receipt of the requested information. Please call (650/377-1602) if you have any questions. Sincerely, Doug Pryor Vice President c: John Bartel, Bartel Associates o \prospects\cit} of san rafachba sanrafael 12-02-24 opeb 1 1 -06-30 garb 45 fee letter doc Attachment A a CERTIFICATE OF LIABILITY INSURANCEDA E(MW2012 Yi THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. N SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endomement(s). ACT PRODUCER I NAAME: ROBERT B. RICE JR JSI FINANCIAL SERVICES, INC PHONE ' FAX c a N . : 81 8-561-26MrArc. Nos: R18-436-5988 JOHN SARGEANT INSURANCE ANGENCY E-MAIL ff ADDRESS: rnhert( )ohrIEBTginc rnm P. O BOX 4504 INSURER(S) AFFORDING COVERAGE NAIC: GLENDALE CA 91222 I INSURER A: FIRST NATIONAL INSURANCE COMPANY 24724 INSURED BARTEL-ASSOCIATES LLC INSURER a: AMERICAN STATES INSURANCE COMPANY 19704 411 BOREL AVENUE, SUITE 101 I INSURER C: INDIAN HARBOR INSURANCE COMPANY 36940 INSURER D : SAN MATEO GA 94402 € INSURER E: 1 INSURER F: COVERAGES CERTIFICATE NUMBER: REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL. THE TERMS EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. MSttR' JY ADDL SUER POLICY EFF II POLICY EXP TYPE OF INSURANCE I INSR WVD POLICY NUMBER IMM/DDJYYYY) i IMM/DOYYY) LIMITS LGENERALLLABILITY , EACH OCCURRENCE $ 1.000.000 I DAMAGE TO RENTED I` X�COMMERCIAL GENERAL LIABILITY F--- ! PREMISES (Ea occurrence) $ 1.000.000 "CLAIMS -MADE X OCCUR MED EXP (Any one pomon) $ 10,000 A 25CC12442960 09/0112011 09/01/20121 PERSONAL &ADV INJURY $ 1,000,000 GENERAL AGGREGATE S 2,000,000 GEN'L AGGREGATE LIMIT APPLIES PER, - X 1 POLICY f -1 J¢ 7i LOG i I AUTOMOBILE LIABILITY ANY AUTO ALL OWNED I SCHEDULED A X AUTOS INS awNED 25CC12442960 HIRED AUTOS x AUTOS II � UMBREILAUAs '-1 OCCUR --� EXCESS UAB ! CLAIMS -MADE DED RETENTIONS WORKERS COMPENSATION AND EMPLOYERS' LiA131UTY Y / N B ANY PROPRIETORMARTVE(tEXECUi1VE OFFICEtMEMBER EXCLUDEDI NIA 01 -WC -145183-60 (Mandatary In NH) PRODUCTS - COMPIOP AGG S 2 000 000 $ COMBINED SINGLE LIMA (Ea accident) $ 1.000 000 BODILY INJURY (Per person) $ 09/01/2011 09/01/2012 BODILY INJURY(Peraccident) $ PROPERTY DAMAGE $ (Per accident) �3 EACH OCCURRENCE $ AGGREGATE $ $ x WC STATU- i OTH- TORY LIMITS � i ER 11/17!2011 11/17/2012 E.L. EACH ACCIDENT S 1 .000 000 ? j E L DISEASE - EA EMPLOYE S 1 000 000 It yes. describe under f I DESCRIPT,M nF OPFPA-1nNC haloes I E.L. DISEASE POLICY LIMIT i S 1,000,000 C k MISC PROFESSIONAL LIABILITY MPP001735207 09!0112011 '0910112012 i $1 000 000 EACH CLAIM ;�il $2 000 000 ANNUAL AGGREGATE DESCRIPTION OF OPERATIONS I LOCATIONS 1 VEHICLES (Attach ACORD 101, Additional Remarks Schedule, H more space is required) CERTIFICATE HOLDER IS HEREBY NAMED AS AN ADDITIONAL INSURED ON POLICY # 25CC12442960 AS RESPECT TO OPERATIONS OF THE NAMED INSURED ONLY SEE ATTACHED FORM # CG8672 COVERAGE UNDER POLICY # 25OC12442960 IS PRIMARY u NON-CONTRIBUTORY ABOVE ANY OTHER INSURANCE THE CERTIFICATE HOLDER(S) MAY CARRY 10 DAY NOTICE FOR NON-PAYMENT OF PERMtUM CERTIFICATE HOLDER CANCELLATION CITY OF SAN RAFAEL SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ATTN: JEANNE LEONCINI CITY CLERK ACCORDANCE WITH THE POLICY PROVISIONS P O BOX 151560 .11 .11 SAN RAFAEL GA 94915 AUTHORIZED REPRESENTATIVE ¢ ROBERT B. RICE JR1 f✓' 01988-2610 ACORD CORPORATION. All rlght teserved ACORD 25 (2010105) The ACORD name and logo are registered marks of ACORD r�'' Bartel -Associates, LLC - CG 86 7210 02 POLICY NUMBER' 25CC12442960 THIS ENDORSEMENT CHANGES 'THE POLICY. PLEASE READ ff CAREFULLY. ADDITIONAL INSURED - OWNERS, LESSEES OR CONTRACTORS - COMPLETED OPERATIONS 'chis endorsement modifies Insurance provided under the following: COMMERCIAL GENERAL LIABJLrTY COVERAGE PART SCHEDULE Name of Person or Oraanl;wtion: City of San Rafael Location and Description of Completed Operations: All operations of the Named Insured Additional Premium: Included (if no entry appears above, information required to complete this endorsement will be shown in the Declarations as applicable to this endorsement,)"' SECTION It - WHO IS AN INSURED is amended to include as an insured the person or, organization shown in the Schedule, but only to the extent you are held liable due to 'your work" at the location designated and described in th6 schedule of this endorsement for that Insured and included in the 'product -completed operations hazard".' Includes Copyrighted Information of ISO Propertles, Inc, 20031 with permission '�CERTIFICATE OF LIABILITY INSURANCE ( �ATE(M�MO aYYY} THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE lHOILDER, THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW, THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER I CONTACT NAME: Joanne Sargeant JOHN SARGEANT INSURANCE AGENCY I PHONE xr). (818) 547-1975 I (AX,,,,: (819)242-5288 601 E GLENOAKS BLVD SUITE 100 EMAIL oanne@glendaleins.com BLVD, ADDRESS; - P P. 0. BOX 831 I INSURER(S) AFFORDING COVERAGE NAIC # GLENDALE CA 91209-0831 IfNSURERB:'American INSURERA:First National Ins. Co. of 24724 INSURED States Ins. Co. 19704 BARTEL-ASSOCIATES, LLC f INSURERC:Indian Harbor Insurance Co. 36940 411 BOREL AVE STE 101 t INSURER D: INSURER E: SAN MATEO CA 94402 INSURER F: COVERAGES CERTIFICATE NUMBER:CL119602531 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR TYPE OF INSURANCE ADDL SUER POLICY EFF POLICY EXP LIMITS LTR INSR WVr) POLICY NUMBER IMMIDDJYYYY1 (MM/DDrYYYYi GENERAL LIABILITY EACH OCCURRENCE S 1,000,000 COMMERCIAL GENERAL LIABILITY DAMAGX I PREMIS 'I'0 RENTED $ PREMISES (Ea cccurrence) 1,000,000 A CLAIMS-MADEOCCUR 25CC12442960 9/1/2011 9/1/2012 IMED EXP (Any one person) $ 10,000 PERSONAL &ADV INJURY IS 1,000,000 GENERAL AGGREGATE Is 2,000,000 GEN.L AGGREGATE LIMIT APPLIES PER: PRODUCTS-COMPIOP AGG $ 2,000,000 n n ( $ POLICY .FIFO LOC AUTOMOBILE LIABILITY I COMBINED SINGLE LIMIT I (Ea accidentl S 1,000,000 , 000 , 000 A _� ANY AUTO BODILY INJURY (Per person) S ALLOVJNED SCHEDULED 25CC12442960 9/1/2011 9/1/2012 BODILY INJURY (Per accident) S AUTOS AUTOS X X NON -OWNED i PROPERTY DAMAGE S HIRED AUTOS AUTOS I (Per accident) 1 $ UMBRELLA LIAR OCCUR EACH OCCURRENCE $ EXCESS L(AB HCLAIMS-MADE AGGREGATE 5 DED I 1 RETENTION $ S B WORKERS COMPENSATION WC jI A TORY LIITS I JOT i AND EMPLOYERS' LIABILITY Y I N ANY PROPRiETOR/PARTNER/EXECUTIVE N/A I E.L EACH ACCIDENT I $ 1,000,00o OFFICER)MEMBEREXCLUDEM (Mandatory in NH) DIWC14518350 11/17/201011J17J2011) E.L. DISEASE - EA EMPLOYE S 1,000,000 If yes, describe under DESCRIPTION OF OPERATIONS below I E.L. DISEASE - POLICY LIMIT I S 1,000,000 C Misc. Professional APP001715207 9/1/2011 9/1/2012 ( $1,000,000/EaClaim Liability $2,000,000/AnnAggr. DESCRIPTION OF OPERATIONS / LOCATIONS I VEHICLES (Attach ACORD 101, Additional Remarks Schedule, It more space Is required) CERTIFICATE HOLDER IS HEREBY NAMED AS ADDITIONAL INSURED ON POLICY #: 25CC12442960 AS RESPECTS OPERATIONS OF THE NAMED INSURED ONLY. SEE ATTACHED FORM #: CG8672. COVERAGE UNDER POLICY #: 25CC12442960 IS PRIMARY 6 NON-CONTRIBUTORY ABOVE ANY OTHER INSURANCE THE CERTIFICATE HOLDER(S) MAY CARRY. 10 DAY NOTICE FOR NONPAYMENT OF PREMIUM. CERTIFICATE. HOLDER CANCE'_LATION SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN City of San Rafael ACCORDANCE WITH THE POLICY PROVISIONS. ATTN: Jeanne Leoncini, City ClerkAUTHORIZED REPRESENTATIVE P. 0. Box 151560 San Rafael, CA 94915-1560 Joanne Sargeant/0116 " r.- ACORD 25 (2010105) O 1988-2010 ACORD CORPORATION. All rights reserved. INS025 (201005;.01 The ACORD name and [ago are registered marks of ACORD CERTIFICATE OF LIABILITY INSURANCE I DAi D11 11/01/2fl11 II /01I THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER($), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER C NA JOANNE E. SARGEANT JOHN SARGEANT INSURANCE AGENCY PHONE FAtc.Noi: (81$) 436-5988 300 WEST GLENOAKS BLVD SUITE 104 �rfi: (R9R1 547-1975 A EMAIL P. O BOX 4504 ADDRESS: inanne@johnsargins rf)m PRODUCER CUSTOMER ID #: GLENDALE, CA 91222 I INSURER(S)AFFORDING COVERAGE NAIC # INSURED INSURERA: BARTEL-ASSOCIATES LLC ( INSURERS: AMERICAN STATES INSURANCE COMPANY 19704 411 BOREL AVENUE SUITE 101 ( INSURER C: SAN MATEO CA 94402 II INSURER D: ij INSURER E: 1 INSURER F: COVERAGES CERTIFICATE NUMBER: CL1 19602531 REVISION NUMBER: 1 THIS IS TOCERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT. TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS EXCLUSIONS AND CONDITIONS OF SUCH POLICIES, LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. IINSR TYPE OF INSURANCE ADDL;SUBR POLICY EFF POLICY EXP LTR I INSR +n+vn POLICY NUMBER (MMIDDJYYYYi (MMtDDIYYYYI . UMM GENERAL LIABILITY j EACH OCCURRENCE $ I DAMAGE TU RENTED LCOMCLAIMIAL S MADEERAL ❑IABILITY f- F_ OCCUR MED EXPSES (Ea (Any(Any one person) $ Errors & Omissions j PERSONAL &ADV INJURY $ GENERAL AGGREGATE $ GEN L AGGREGATE LIMIT APPLIES PER. PRODUCTS - COMPiOP AGG $ F__1 PRO- 7 $ POLICYJECT LOC AUTOMOBILE LIABILITY COMBINED SINGLE LIMIT $ _ (Ea accident) ANY AUTO I BODILY INJURY (Per person) $ ALL OWNED AUTOS I BODILY INJURY {Per accident} S I SCHECULEDAUTOS PROPERTY DAMAGE I HIRED AUTOS (per accident) $ NON -OWNED AUTOS UMBRELLA LIAB I OCCUR EACH OCCURRENCE j $ EXCESS LIAB I CLAIMS -MADE ( AGGREGATE $ DEDUCTIBLE - I $ RETENTON $ $ WORKERS COMPENSATION 11/17/2011 11/17/2012, 01 -WC -145183-60 X WCTORSTA U_TS; IO R ' AND EMPLOYERS' LIABILITY Y IN ANY PROPRIETOR/PARTNER/EXECUTIVE OFFICERIMEMBER EXCLUDED? I"""" NIA j E.L. EACH ACCIDENT $ 1,000.000 E.L. DISEASE EA EMPLOYEE $ (Mandatory in NH) - 1 LOGO 000 J yes, describe under ';PFC?A, E.L. DISEASE - POLICY LIME $ 1,000 000 BARTEL DESCRIPTION OF OPERATIONS t LOCATIONS 1 VEHICLES (Attach ACORD 141, Additional Remarks Schedule if more space is required) CERTIFICATE HOLDER CANCELLATION BARTEL-ASSOCIATES SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE 411 BOREL AVENUE POLICY PROVISIONS SUITE 101 AUTHORIZED LEPRESENTATIVE t SAN MATEO CA 94402 I Robert B. Rice, Jr. OH17923 ` @1988- 2009/CORDRPORATION.. 1 rightsserved.. ACORD 25 (2009/09) The ACORD name and logo are registered marks of ACORD� PROFESSIONAL SERVICES AGREEMENT/CONTRACT COMPLETION CHECKLIST AND ROUTING SLIP Below is the process for getting your professional services agreements/contracts finalized and executed. Please attach this "Completion Checklist and Routing Slip" to the front of your contract as you circulate it for review and signatures. Please use this form for all professional services agreements/contracts (not just those requiring City Council approval). This process should occur in the order presented below. Step Responsible Description Completion Department Date 1 City Attorney Review, revise, and comment on draft " = agreement. 2 Contracting Department Forward final agreement to contractor for their signature. Obtain at least two signed originals from contractor. 3 Contracting Department Agendize contractor -signed agreement for Council approval, if Council approval necessary (as defined by City Attorney/City ; Ordinance*). 4 City Attorney Review and approve form of agreement; .- � - t. bonds, and insurance certificates and endorsements.+$6 5 City Manager / Mayor / or Agreement executed by Council authorized t;£E Department Head official 6 City Clerk City Clerk attests signatures, retains original e agreement and forwards copies to the contracting department. - To be completed by Contracting Department: Project Manager: _Anil Comelo Project Name: GASB 45 Agendized for City Council Meeting of (if necessary): If you have questions on this process, please contact the City Attorney's Office at 485-3080. * ( IIouncil approval is required if contract is over $20, 000 on a cumulative basis. CITY OF SAN RAFAEL INSTRUCTIONS: USE THIS FORM WITH EACH SUBMITTAL OF A CONTRACT, AGREEMENT, ORDINANCE OR RESOLUTION BEFORE APPROVAL BY COUNCIL / AGENCY. SRRA / SRCC AGENDA ITEM NO. DATE OF MEETING: March 5, 2012 FROM: Anil Comelo, Human Resources Director DEPARTMENT: Human Resources / Management Services DATE: February 15, 2012 TITLE OF DOCUMENT: RESOLUTION AUTHORIZING THE CITY MANAGER TO EXECUTE AN AGREEMENT WITH BARTEL ASSOCIATES, LLC FOR ACTUARIAL CONSULTING SERVICES RELATED TO A GASB 45 VALUATION Department Head (signature) (LOWER HALF OF FORM FOR APPROVALS ONLY) APPROVED AS COUNCIL AGENCY APPROVED AS TO FORM: AGENDA ITEM: City Manager (signature) City Attorney (signature) N.x1T1FTAVzTM