HomeMy WebLinkAboutCA Hearing Officer Services; University of the PacificAGREEMENT FOR
HEARING OFFICER SERVICES
This Agreement for Hearing Officer Services is made and entered into this 3151 day of
October, 2016, by and between the CITY OF SAN RAFAEL (hereafter "CITY") and THE
UNIVERSITY OF THE PACIFIC (hereafter "CONTRACTOR").
RECITALS
WHEREAS, CITY has an Agreement for Administrative Order Hearing Officer Services
with CONTRACTOR, dated September 1, 2015, for hearings on notices and orders as provided
under San Rafael Municipal Code Chapter 1.46, pursuant to which CONTRACTOR has
performed hearing officer services for CITY; and
WHEREAS, CITY also has the need for hearing officer services in connection with
hearings on proposed revocation or suspension of certified massage establishment certificates or
massage establishment operator permits under San Rafael Municipal Code Chapter 10.90, and the
San Rafael Police Chief has elected to appoint CONTRACTOR for such purposes pursuant to San
Rafael Municipal Code Section 10.90.030; and
WHEREAS, CONTRACTOR has presented evidence to CITY that CONTRACTOR is
qualified and competent to provide the required hearing officer services;
AGREEMENT
NOW, THEREFORE, the parties hereby agree as follows:
1. DESIGNATED REPRESENTATIVES.
A. CITY. The City Attorney shall be the representative of the CITY for all purposes
under this Agreement.
B. CONTRACTOR. Dr. James Uchizono is the authorized representative for
CONTRACTOR.
2. DUTIES OF CONTRACTOR.
CONTRACTOR shall perform the duties and/or provide hearing officer services for (1)
hearings on the proposed revocation or suspension of certified massage establishment certificates or
massage establishment operator permits under San Rafael Municipal Code Chapter 10.90, and (2)
hearings on notice and orders under San Rafael Municipal Code Chapter 1.46, as more particularly
described in Exhibit "A" attached hereto and incorporated herein. CONTRACTOR's appointment
by CITY is and will not be based or contingent upon any expectation of favorable outcomes or
j4_3, &. 6,6' C
decisions in any hearings and it is understood that CONTRACTOR shall act independently in a
fair, unbiased, and appropriate manner in deciding all such matters in which he participates.
3. DUTIES OF CITY.
In addition to compensating CONTRACTOR as provided in Section 4 below, the CITY
shall furnish a suitable place at which hearings conducted by CONTRACTOR shall be held.
4. COMPENSATION.
In consideration of the performance by CONTRACTOR of all the services set forth in this
Agreement, CITY agrees to compensate CONTRACTOR at the hourly rate of two hundred
twenty dollars ($220.00), and in a total amount not to exceed twenty thousand dollars ($20,000.00)
dollars during the term of tlus Agreement. In addition, CITY agrees to compensate
CONTRACTOR for up to two (2) hours preparation time for each noticed hearing unless CITY
cancels such hearing date and notifies CONTRACTOR of such cancellation at least ninety-six (96)
hours prior to the scheduled commencement time for such hearing. CITY may give notice to
CONTRACTOR of such cancellation by telephone or by facsimile transmission or email.
5. TERM OF AGREEMENT.
The term of this Agreement shall be for two (2) years commencing on November 1, 2016,
and ending on October 31, 2018, inclusive, subject to the provisions of Section 6 of this Agreement.
Upon mutual agreement of the parties, the term of this Agreement shall be extended for an
additional period of one year. The Agreement for Administrative Order Hearing Officer Services,
dated September 1, 2015, between the CITY and CONTRACTOR shall be superseded by this
Agreement.
6. TERMINATION.
A. Discretionary. Either party may terminate this Agreement without cause upon sixty
(60) days written notice mailed or personally delivered to the other party.
B. Cause. Either party may terminate this Agreement for cause upon fifteen (15) days
written notice mailed or'personally delivered to the other party, and the notified party's failure to
cure or correct the cause of the termination, to the reasonable satisfaction of the party giving such
notice, within such fifteen (15) day time period.
C. Effect of Termination. Upon receipt of notice of termination, neither party shall
incur additional obligations under any provision of this Agreement without the prior written consent
of the other.
D. Return of Documents. Upon termination, any and all CITY documents or
materials provided to CONTRACTOR and any and all of CONTRACTOR's documents and
materials prepared for or relating to the performance of its duties under tlus Agreement, shall be
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delivered to CITY as soon as possible, but not later than thirty (30) days after termination.
7. DISPUTE RESOLUTION: LEGAL FEES AND COSTS; FORUM FOR LEGAL,
ACTION.
Any claim or dispute between or among CITY and CONTRACTOR that arises from this
agreement or the appointment referred to herein shall be resolved by confidential, binding
arbitration in Sacramento before a single neutral arbitrator to be selected by mutual agreement of the
parties. Any arbitration shall be conducted by reference to the AAA rules for commercial
arbitration, and in accordance with California law. The prevailing party shall be entitled to an
award of reasonable attorney's fees and expenses including expert fees, and costs of collection
following any award.
8. OWNERSHIP OF DOCUMENTS.
The written documents and materials prepared by the CONTRACTOR in connection with
the performance of its duties under this Agreement shall be the sole property of CITY.
9. INSPECTION AND AUDIT.
Upon reasonable notice, CONTRACTOR shall make available to CITY, or its agent, for
inspection and audit, all documents and materials maintained by CONTRACTOR in connection
with its performance of its duties under this Agreement. CONTRACTOR shall fully cooperate
with CITY or its agent in any such audit or inspection.
10. ASSIGNABILITY.
The parties agree that they shall not assign or transfer any interest in this Agreement nor the
performance of any of their respective obligations hereunder, without the prior written consent of
the other party, and any attempt to so assign this Agreement or any rights, duties or obligations
arising hereunder shall be void and of no effect.
11. INDEMNIFICATION.
CONTRACTOR shall indemnify, release, defend and hold harmless CITY, its officers,
agents, employees, and volunteers, against any claim, demand, suit, judgment, loss, liability or
expense of any kind, including attorney's fees and administrative costs, to the extent arising from
the willful misconduct or gross negligence of CONTRACTOR. This indemnification shall not
extend to any claim related to CONTRACTOR's duties as a hearing officer in the interpretation or
application of CITY's Municipal Code or Code Enforcement Procedures Manual.
CITY shall indemnify, release, defend and hold harmless CONTRACTOR, its officers,
agents, employees, and volunteers, against any claim, demand, suit, judgment, loss, liability or
expense of any kind, including attorney's fees and administrative costs, to the extent arising from
the willful misconduct or gross negligence of CITY.
12. NONDISCRIMINATION.
CONTRACTOR shall not discriminate, in any way, against any person on the basis of age,
sex, race, color, religion, ancestry, national origin or disability in connection with or related to the
performance of its duties and obligations under this Agreement.
13. COMPLIANCE WITH ALL LAWS.
CONTRACTOR shall observe and comply with all applicable federal, state and local laws,
ordinances, codes and regulations, in the performance of its duties and obligations under this
Agreement. CONTRACTOR shall perform all services under this Agreement in accordance with
these laws, ordinances, codes and regulations. CONTRACTOR shall release, defend, indemnify
and hold harmless CITY, its officers, agents and employees from any and all damages, liabilities,
penalties, fines and all other consequences from any noncompliance or violation of any laws,
ordinances, codes or regulations.
14. NO THIRD PARTY BENEFICIARIES.
CITY and CONTRACTOR do not intend, by any provision of this Agreement, to create in
any third party, any benefit or right owed by one party, under the terms and conditions of this
Agreement, to the other party.
15. NOTICES.
Except as otherwise provided herein, all notices and other communications required or
permitted to be given under this Agreement, including any notice of change of address, shall be in
writing and given by personal delivery, or deposited with the United States Postal Service, postage
prepaid, addressed to the parties intended to be notified. Notice shall be deemed given as of the date
of personal delivery, or if mailed, upon the date of deposit with the United States Postal Service.
Notice shall be given as follows:
CITY: Robert F. Epstein, City Attorney PHONE: (415) 485-3080
City Attorney's Office FAX: (415) 485-3109
1400 Fifth Avenue
San Rafael, CA 94901
EMAIL: city.attomev a,citvofsanrafael.ora
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CONTRACTOR: James Uchizono
University of the Pacific
Research and Graduate Studies
3601 Pacific Ave
Stockton, CA 95211
Administrative Contact
Andrew Walker, Director
Institute for Administrative Justice
University of the Pacific, McGeorge School of Law
3200 Fifth Avenue
Sacramento, CA 95817
Email: awalker@pacific.edu
16. INDEPENDENT CONTRACTOR.
Phone: 916.739.7049
FAX: 916.739.7051
For the purposes, and for the duration, of this Agreement, CONTRACTOR, its officers,
agents and employees shall act in the capacity of an Independent Contractor, and not as employees
of the CITY. CONTRACTOR and CITY expressly intend and agree that the status of
CONTRACTOR, its officers, agents and employees be that of an Independent Contractor and not
that of an employee of CITY.
17. ENTIRE AGREEMENT — AMENDMENTS.
A. The terms and conditions of this Agreement, all exhibits attached, and all documents
expressly incorporated by reference, represent the entire Agreement of the parties with respect to the
subject matter of this Agreement.
B. This written Agreement shall supersede any and all prior agreements, oral or written,
regarding the subject matter between the CONTRACTOR and the CITY.
C. No other agreement, promise or statement, written or oral, relating to the subject
matter of this Agreement, shall be valid or binding, except by way of a written amendment to tlus
Agreement.
D. The terms and conditions of this Agreement shall not be altered or modified except
by a written amendment to this Agreement signed by CONTRACTOR and CITY.
E. If any conflicts arise between the terms and conditions of this Agreement, and the
terms and conditions of the attached exhibits or the documents expressly incorporated by reference,
the terns and conditions of this Agreement shall control.
18. SET-OFF AGAINST DEBTS.
CONTRACTOR agrees that CITY may deduct from any payment due to
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CONTRACTOR under this Agreement, any monies which CONTRACTOR owes CITY wider
any ordinance, agreement, contract or resolution for any unpaid taxes, fees, licenses, assessments,
unpaid checks or other amounts.
19. WAIVERS
The waiver by either party of any breach or violation of any term, covenant or condition
of this Agreement, or of any ordinance, law or regulation, shall not be deemed to be a waiver of
any other term, covenant, condition, ordinance, law or regulation, or of any subsequent breach or
violation of the same or other term, covenant, condition, ordinance, law or regulation. The
subsequent acceptance by either party of any fee, performance, or other consideration which may
become due or owing under this Agreement, shall not be deemed to be a waiver of any preceding
breach or violation by the other party of any term, condition, covenant of this Agreement or any
applicable law, ordinance or regulation.
20. COSTS AND ATTORNEY'S FEES
The prevailing party in any action brought to enforce the terns and conditions of this
Agreement, or arising out of the performance of this Agreement, may recover its reasonable costs
(including claims administration) and attorney's fees expended in connection with such action.
21. CITY BUSINESS LICENSE/OTHER TAXES.
CONTRACTOR shall obtain and maintain during the duration of this Agreement, a CITY
business license as required by the San Rafael Municipal Code. CONTRACTOR shall pay any
and all state and federal taxes and any other applicable taxes. CITY shall not be required to pay for
any work performed under this Agreement, until CONTRACTOR has provided CITY with a
completed Internal Revenue Service Form W-9 (Request for Taxpayer Identification Number and
Certification).
22. APPLICABLE LAW.
The laws of the State of California shall govern this Agreement.
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IN WITNESS WHEREOF, the parties have executed this Agreement as of the day and year
written below.
CITY OF SAN RAFAEL
JIM CH TZ, City Manager
Date: l I - Ll— I �
ATTEST:
'0' z.4
ESTHER C. BEIRNE, City Clerk
APPROVED AS TO FORM:
ROBERT F. EPSTEIN, Cit Attort
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THE UNIVERSITY OF THE PACIFIC
James chizono, Associate Provost
Date: ( ° IZ7I 16
EXHIBIT "A"
NOTICE AND ORDER
HEARING OFFICER SERVICES
1. Pre -Administrative Hearing Duties.
A. The City Attorney will set, from time -to -time, the regularly scheduled monthly or
bi-monthly time(s) for administrative hearings on Notices and Orders. Consistent with the
general days and times of the week set by the City Attorney, the City's Code Enforcement
Officials will schedule the specific day and time upon which each administrative hearing will
occur, and will notify the Contractor at least fifteen (15) days prior to the hearing(s) which
Contractor will be required to conduct the hearing.
B. At least six (6) days prior to the scheduled day of the administrative hearing, the
Code Enforcement Official shall mail to Contractor a copy of the staff report with respect to the
Notice and Order.
C. Prior to the day of the administrative hearing on a contested administrative
citation, Contractor shall review the staff report(s), and shall research if necessary, all relevant
City rules, regulations, ordinances, and/or policies governing the subject matter of the hearing.
2. Administrative Hearina Duties.
A. Contractor shall conduct the administrative hearings and make determinations
regarding the Notice and Order in accordance with Chapter 1.46 of the San Rafael Municipal
Code.
B. Contractor shall conduct each administrative hearing in a professional manner and
be respectful, courteous, patient and responsive to all Contestants.
3. Post -Administrative Hearing Duties.
A. Contractor shall conduct any additional research necessary to fully and properly
adjudicate any issues not resolved on the day of the administrative hearing.
B. Within thirty (30) days of an administrative hearing, Contractor shall complete and
mail to the Responsible Party a written Decision containing the information specified in Chapter
1.46 of the San Rafael Municipal Code.
C. Contractor shall mail to the City Clerk and City Attorney a copy of the Decision
together with a Proof of Service on the Responsible Party, at the same time as the Decision is
mailed to the Responsible Party.
D. Contractor shall return all exhibits and materials submitted at the hearing to the
City Attorney within fifteen (15) days of the administrative hearing.
4. General Duties.
A. Contractor shall be available to work up to ten (10) hours per month, as
determined by the City Attorney to be necessary based on need.
B. Contractor shall conduct the administrative hearing described in this Agreement in
the City Council chambers at City Hall, 1400 Fifth Avenue, San Rafael, or at such other location
as determined by the City Attorney.
C. Contractor shall maintain all records with respect to the administrative hearings as
required by San Rafael Municipal Code Chapter 1.46 and as may be determined by the City
Attorney from time to time.
D. Contractor shall perform any other tasks required to effectively implement the
City's Administrative Order Program.
Ip
CONTRACT ROUTING FORM
INSTRUCTIONS: Use this cover sheet to circulate all contracts for review and approval in the order shown below.
TO BE COMPLETED BY INITIATING DEPARTMENT PROJECT MANAGER:
Contracting Department: City Attorney
Project Manager: Rob Epstein
Extension: 3080
Contractor Name: University of the Pacific -Institute for Administrative Justice
Contractor's Contact: Lynette McPherson
Contact's Email: Imcpherson@pacific.edu
❑ FPPC: Check if Contractor/Consultant must file Form 700
Step
RESPONSIBLE
DESCRIPTION
COMPLETED
REVIEWER
DEPARTMENT
DATE
Check/Initial
1
Project Manager
a. Email PINS Introductory Notice to Contractor
N/A
Click here to
b. Email contract (in Word) & attachments to City
enter a date.
Atty c/o Laraine.Gittens@cityofsanrafael.org
2
City Attorney
a. Review, revise, and comment on draft agreement
10/21/2016
and return to Project Manager
N/A
® ETD
b. Confirm insurance requirements, create Job on
PINS, send PINS insurance notice to contractor
3
Project Manager
Forward three,( -3'j originals of final agreement to
10/24/2016
contractor for their signature
4
Project Manager
When necessary, * contractor -signed agreement
® N/A
agendized for Council approval
ETD
*PSA > $20,000; or Purchase > $35,000; or
Or
Public Works Contract > $125,000
Click here to
Date of Council approval
enter a date
PRINT
CONTINUE ROUTING PROCESS WITH HARD COPY
5
Project Manager
Forward signed original agreements to City
10/31/16
LKG
Attorney with printed copy of this routing form
6
City Attorney
Review and approve hard copy of signed
agreement
7
City Attorney
Review and approve insurance in PINS, and bonds
N/A
(for Public Works Contracts)
8
City Manager/ Mayor
Agreement executed by Council authorized official
Ir, 1 ?ag
9
City Clerk
Attest signatures, retains original agreement and
forwards copies to Project Manager
l (�Zr-16
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