HomeMy WebLinkAboutPW SMART Larkspur Extension ProjectSMART -City MOU: March 14, 2017
MEMORANDUM OF UNDERSTANDING
SONOMA-MARIN AREA RAIL TRANSIT DISTRICT AND CITY OF SAN RAFAEL
This Memorandum of Understanding ("Agreement") is entered into as of this
20 day of March, 2017, by and between the Sonoma -Marin Area Rail Transit District,
a public entity duly established under the laws of California ("SMART') and the City of
San Rafael, a California Charter City ("City"), (collectively referred to as the ("Parties").
RECITALS
A. SMART was created pursuant to AB 2224 (California Public Utilities Code
§ 105000 et seq.) for the purpose of providing a passenger rail service and multi -use
pathway within the Counties of Sonoma and Marin.
B. The SMART rail corridor, historically known as the Northwestern Pacific
Railroad Authority (NWPRA), generally parallels Highway 101 running north -south in
Sonoma and Marin Counties. The corridor is owned by SMART from Milepost (MP)
68.22 in Healdsburg southward to MP 11.9 in Corte Madera.
C. SMART is obligated to operate and maintain the rail corridor in
accordance with applicable California Public Utilities Commission (CPUC) and Federal
Railroad Administration (FRA) laws and regulations.
D. SMART has completed Environmental review and is proceeding with
design and construction of passenger rail service and accompanying multi use path
along an approximately 70 -mile existing rail corridor extending from Cloverdale in
Sonoma County, California, to a location near the ferry terminal in Larkspur, Marin
County, California.
E. SMART has completed construction of its passenger rail service system
between the Sonoma County Airport Station at approximately MP 59.9 to the Downtown
San Rafael Train Station at MP 17.0.
F. SMART is proceeding with the design and construction of the passenger
rail service system another 2.2 miles from the Downtown San Rafael Train Station to a
`i -I -LegIA
SMART -City MOU: March 14, 2017
location near the ferry terminal in Larkspur at or near MP 14.9 (the "SMART Larkspur
Extension Project').
G. In the fourth quarter of 2016, SMART issued a Request for Proposal
(RFP) to elicit bids for a design -build contract for the construction of the SMART
Larkspur Extension Project.
H. The CPUC determined that in order to accommodate future vehicular
traffic at Andersen Drive once regular train service is scheduled through the crossing,
the City must apply for authorization and be financially responsible for making all the
necessary improvements to the crossing as deemed necessary by the CPUC.
I. The Parties have determined that certain infrastructure located in the
SMART rail corridor within City are needed. In particular, the City desires to: (1) create a
new at -grade crossing at SMART's right-of-way at Andersen Drive (the "Andersen Drive
Crossing Project"); and the Parties desire to (2) realign SMART's right-of-way at
Francisco Boulevard West between Second Street and Rice Drive (the "Francisco Blvd.
West Realignment Project').
J. The Parties desire to include the Andersen Drive Crossing Project and the
Francisco Boulevard West Realignment as part of the SMART Larkspur Extension
Project. The Parties have agreed that SMART's Contractor shall perform the work to
maximize economic efficiencies for both Parties and to minimize future disruption to the
rail corridor.
K. With respect to the Francisco Blvd. West Realignment Project, the Parties
agree that closing two existing crossings and realigning and improving a third crossing
will enhance safety for passenger rail service and vehicular traffic. In order to execute
this Project, it is necessary for the Parties to exchange land as set forth in Article III,
Section 3, below.
L. The Parties desire to enter into this Memorandum of Understanding to
allow the Andersen Drive Crossing Project and the Francisco Boulevard West
Realignment Project to be expeditiously processed in a manner that does not adversely
impact SMART's project schedule for the SMART Larkspur Extension Project.
M. "SMART" as used in this Agreement shall include any and all of SMART's
Contractors and Subcontractors.
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SMART -City MOU: March 14, 2017
AGREEMENT
NOW, THEREFORE, for good and valuable consideration, the receipt and
adequacy of which are hereby acknowledged, SMART and City agree as follows:
ARTICLE I
GENERAL RESPONSIBILITIES
1. RECITALS
A. The above recitals are true and correct and are hereby
incorporated in and expressly form a part of this Agreement.
2. COORDINATION
A. City shall coordinate the work with SMART's Chief Engineer or his
designee. City shall designate a representative who will participate in decision
making regarding the Andersen Drive Crossing Project and the Francisco
Boulevard West Realignment Project and resolve issues in a timely manner
("City Representative"). The City Representative will be the sole point of contact
for SMART regarding the City Projects. The City Representative shall have, on
behalf of City, the authority to make decisions, commit to financial obligations,
and authorize major road and lane closures. The City Representative shall not
have authority to direct SMART or SMART's Contractor. Contact information for
the Parties' respective representatives are as follows:
SMART Representative
City Representative
Bill Gamlen
Jim Schutz or designee
Chief Engineer
City Manager
Sonoma Marin Area Rail Transit
(SMART)
City of San Rafael
5401 Old Redwood Highway, Ste. 200
1400 Fifth Avenue
Petaluma, California 94954
San Rafael, CA
Phone: 707.794.3330
Phone: 415.459.3070
SMART -City MOU: March 14, 2017
Fax: 707.794.3037
Fax: 415.459.2242
Email:
bgamlen(aD-sonomamarintrain.org
Email:
jim.schutz@cityofsanrafael.org
3. SCOPE OF WORK
A. Proposed Improvements.
The Parties desire to make the following improvements:
1. Andersen Drive Crossing Project. The City is required to
construct an at -grade crossing across SMART's right-of-way at Andersen
Drive at or near Milepost 15.9. City desires SMART to manage
construction of the Andersen Drive Crossing Project as part of the SMART
Larkspur Extension Project.
2. Francisco Blvd. West Realignment Project. In order to
implement the Andersen Drive Crossing, the Parties desire to realign the
railroad right-of-way with Francisco Blvd. West between Second Street
and Rice Drive which will involve: (a) eliminating two at -grade crossings
across SMART's right-of-way (one at -grade crossing at or near MP 16.7,
and one at -grade crossing at or near MP 16.9); and (b) realigning and
improving the at -grade crossing located between MPs 16.5 and 16.6 at
Francisco Blvd. West between Second Street and Rice Drive.
ARTICLE 11
ANDERSEN DRIVE CROSSING PROJECT
1. CITY'S RESPONSIBILITIES
City shall be responsible for the following with respect to the Andersen
Drive Crossing Project:
A. Payment: City shall be responsible for paying all costs associated
with constructing the Andersen Drive Crossing Project, including
but not limited to road work, drainage improvements, sidewalks,
traffic striping, road crossing panels in the track, traffic signals,
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SMART -City MOU: March 14, 2017
traffic signal control equipment, street lighting, grade crossing
warning equipment, and any other appurtenances thereto. City
shall also be responsible for paying all unknown costs such as
those associated with the removal of hazardous materials or
differing site conditions or delays which may arise as part of
constructing the Project. City shall reimburse SMART for the costs
of the Andersen Drive Crossing Project in accordance with Section
3.A., below.
B. CPUC: City shall be responsible for securing approval from the
California Public Utilities Commission (CPUC) for the Andersen
Drive Crossing Project. The City shall comply with all CPUC
conditions of approval at its own expense.
C. Final Plans, Specifications and Estimate of Costs: City has
prepared final and complete construction documents including
plans, specifications, and an engineer's estimate for the work. At
the City's request, SMART has included the construction
documents in SMART's design -build contract for the SMART
Larkspur Extension Project. The construction documents are
included and incorporated hereto as Exhibit A.
D. Environmental Documentation and Regulatory Permits: City has or
shall obtain all required environmental clearances and regulatory
permits for the Andersen Drive Crossing Project. City shall provide
SMART with all required documentation prior to the start of
construction (anticipated to be April 2, 2018). City understands that
failure to provide these documents could delay construction which
could generate delay costs that would be the City's sole
responsibility.
E. Notification: City shall be responsible for any public outreach it
determines to be necessary, including notifications to the public of
work to be performed on the Andersen Drive Crossing Project.
F. Utilities: City shall be responsible for utility investigation and conflict
resolution and/or utility relocations according to the planned work
and consistent with the project schedule.
G. Road Closure: City, by way of this Agreement, grants approvals for
all lane and road closures requested by SMART for the Anderson
Drive Crossing Project at no cost to SMART. No additional permits
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SMART -City MOU: March 14, 2017
will be required. The City Representative shall coordinate lane and
road closures as needed to construct the Work. City agrees to allow
closure of Andersen Drive for up to an initial four (4) months at no
cost to SMART. The closure may be extended thereafter for one
month increments as needed at no additional cost to SMART. At
no time, however, shall closures of Andersen Drive and West
Francisco Boulevard be permitted to occur at the same time.
SMART will make every attempt to reduce the length of the closure
during construction. SMART, City and SMART's contractor will
meet thirty (30) days prior to the closure to review details and
finalize closure specifics with a focus on safety and reducing the
time in which the closure is in place. SMART, City and SMART's
contractor will meet thirty (30) days prior to the start of construction
in San Rafael to review details and finalize traffic control measures
in order to provide the safest signage and notification to the general
public. Access to adjacent properties shall be maintained at all
times during the construction project.
H. Quiet Zone: The City is responsible for any improvements that may
be necessary if the City chooses to pursue a quiet zone for the
Andersen Drive crossing.
Inspection: City may inspect, at their expense, the Andersen Drive
improvements during construction and at the conclusion of the
construction work. The City may not direct SMART's contractor.
2. SMART'S RESPONSIBILITIES
SMART agrees to be responsible for the following as to the Andersen
Drive Crossing Project:
A. Design -Build Contract: SMART shall include the Andersen Drive
Crossing Project improvements as part of the planned design -build
contractor procurement for the SMART Larkspur Extension Project
provided City is able to meet the schedule for providing
construction documents, environmental clearance and regulatory
permits for the work as set forth in Article Il, Section 1. C., above.
B. Contract Administration: SMART shall administer the construction
contract for the Andersen Drive Crossing Project, at City's expense.
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SMART -City MOU: March 14, 2017
Costs to SMART for administration of the project shall be paid
under this Agreement pursuant to Section 3.C., below.
C. Procedures: SMART shall prepare and submit to the City change
orders that would be required to complete the Andersen Drive
Crossing Project for review and approval before said work occurs.
[City shall review and approve change orders within 15 working
days.]SMART and City will mutually develop a procedure for
processing change orders prior to the start of construction.
3. PAYMENT AND REIMBURSEMENT PROCEDURES
A. Upon SMART providing the actual cost of the Work in the form of
bid results, San Rafael shall provide written approval of cost within
10 working days in order to authorize construction.
B. Within 30 days of receipt of SMART's invoices, City shall reimburse
SMART for the costs associated with constructing the Andersen
Drive Crossing Project, including but not limited to road work,
drainage improvements, sidewalks, traffic striping, road crossing
panels in the track, traffic signals, traffic signal control equipment,
street lighting, grade crossing warning equipment, and any other
appurtenances thereto. City shall also reimburse SMART for all
unknown costs such as those associated with the removal of
hazardous materials or differing site conditions or delays which may
arise as part of constructing the Project. The Parties agree that the
work for the Andersen Drive Crossing Project is estimated to cost
approximately four million five hundred thousand dollars
($4,500,000.00) plus an additional ten percent (10%) contingency.
The costs are shown in Exhibit 131-132.
B. City shall provide SMART with a deposit of ten percent (10%) of the
contract price for the construction of the Andersen Drive Crossing
to be paid to SMART at the execution of SMART's design -build
contract.
C. The Parties agree that SMART will bill the City at a rate of $125.00
per hour for the cost of managing the construction work with a total
not -to -exceed amount of one hundred twenty thousand dollars
SMART -City MOU: March 14, 2017
($120,000.00). Should the construction work be extended due to
delays associated with the work and/or delays caused by City, City
shall pay the additional management costs at the same rate.
ARTICLE III
FRANCISCO BLVD. WEST REALIGNMENT PROJECT
1. SMART'S RESPONSIBILITIES
SMART agrees to be responsible for the following as to the Francisco Blvd.
West Realignment Project:
A. CPUC: SMART shall be responsible for securing approval from the
California Public Utilities Commission (CPUC) for the Francisco
Blvd. West Realignment Project. SMART shall comply with all
CPUC conditions of approval at its own expense.
B. Final Plans. Specifications and Estimate of Costs: SMART shall be
responsible for preparing final and complete construction
documents including plans, specifications, and an engineer's
estimate for the work to be included in the SMART Larkspur
Extension Project. SMART's preliminary 30% design documents
are attached as Exhibit C.
C. Costs: SMART shall be responsible for all costs associated with
design and construction of the Francisco Blvd. West Realignment
Project. City shall be responsible for all costs associated with any
of City's requests for contract change orders for additional work not
approved as part of SMART's final plans as set forth in Article III,
Section 2.D., below.
D. Utilities: SMART shall be responsible for utility investigation and
conflict resolution and/or utility relocations according to the planned
work and consistent with the project schedule.
2. CITY'S RESPONSIBILITIES
SMART -City MOU: March 14, 2017
City agrees to be responsible for the following as to the Francisco Blvd.
West Realignment Project:
A. Project Review: City Engineer shall review and approve final
construction documents depicting the Francisco Blvd. West
Realignment Project. The City agrees to provide timely reviews
and approvals so as to not delay the Project. Plans will be deemed
approved if after 10 working days of receipt of the documents City
has not provided comments or revisions. City agrees that its
approval of the final construction documents shall be in keeping
with the 30% plans attached hereto as Exhibit C. City agrees it will
not impose any additional requirements or project elements on
SMART's design.
B. Utilities: City shall contact all public and private utilities, including
but not limited to PG&E, AT&T, Marin Municipal Water District,
Comcast, and San Rafael Sanitary District to request the relocation
of their respective facilities according to the final 30% plans and in
accordance with the project timeline.
C. Road Closures: City, by way of this Agreement, grants approvals
for all lane and road closures requested by SMART for the
Francisco Blvd. West Realignment Project at no cost to SMART.
No additional permits will be required. The City Representative
shall coordinate lane and road closures as needed to construct the
Work. SMART, City and SMART's contractor will meet thirty (30)
days prior to the closure to review details and finalize closure
specifics with a focus on safety and reducing the time in which the
closure is in place. SMART, City and SMART's contractor will meet
thirty (30) days prior to the start of construction in San Rafael to
review details and finalize traffic control measures in order to
provide the safest signage and notification to the general public.
SMART will make every attempt to reduce the length of the closure
during construction. Access to adjacent properties shall be
maintained at all times during the construction project.
(1) City agrees to allow closure of Francisco Blvd. West
from 2nd Street to Rice for initial six (6) months at no cost to
SMART. The closure may be extended thereafter for one month
increments as needed at no additional cost to SMART. The
closures will be coordinated through the City's Project
SMART -City MOU: March 14, 2017
Representative. SMART recognizes that the closure is disruptive
and will attempt to shorten the length of the closure during
construction.
(2) City agrees to allow closure of Rice Drive between
DuBois Street and Francisco Blvd. West for up to three (3) months
at no cost to SMART. The closure may be extended thereafter for
one month increments as needed at no additional cost to SMART.
The closures will be coordinated through the City's Project
Representative.
D. Additional Work: City may submit requests for additional work in the
form of contract change orders. SMART agrees to consider and
where feasible incorporate the requests if City agrees to pay for the
associated costs and secure any required permits and/or
environmental clearances and/or approvals. City shall be
responsible for all costs associated with any of City's requests for
contract change orders for additional work not approved as part of
SMART's final plans.
E. CPUC Crossing Approvals: City shall immediately approve all
CPUC grade crossing applications.
F. Inspection: City may inspect, at their expense, the roadway
improvements that will become City property at any time during the
construction and at the conclusion of the construction work. The
City may not direct SMART's contractor.
3. LAND EXCHANGE
The Parties agree that closing two existing crossings and realigning and
improving a third crossing will enhance safety for passenger rail service
and vehicular traffic. In order to execute the Francisco Blvd. West
Realignment Project, it is necessary for the Parties to exchange land as
follows:
A. City agrees to grant property to SMART, as set forth in Exhibit D1-3
attached hereto, at no cost to SMART or the Francisco Blvd. West
Realignment Project. City agrees to conduct any required street
vacation of any portions of the parcels to be granted to SMART in a
timely manner to support the Francisco Blvd. West Realignment
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SMART -City MOU: March 14, 2017
Project and its schedule and will not unreasonable delay the street
vacation and understands that time is of the essence in completing
the street vacation.
B. SMART agrees to grant property to City, as set forth in Exhibit D1-3
attached hereto, at no cost to City.
C. Once the design of the Francisco West Blvd. Realignment Project
is complete and approved, the Parties shall enter into a subsequent
property transfer agreement to effectuate the land exchange.
D. Attached as Exhibit E1-3 is an approximate depiction of the Parties'
respective ownerships interests after the land exchange is
complete.
ARTICLE IV
ADDITIONAL REQUIREMENTS
Amendments to Agreement
This Agreement may be amended only by the mutual written consent of
both Parties.
2. Indemnification
Each Party shall indemnify, defend, protect, hold harmless, and release
the other, its officers, agents, and employees, from and against any and
all claims, loss, proceedings, damages, causes of action, liability, costs, or
expense (including attorneys' fees and witness costs) arising from or in
connection with, or caused by any act, omission, or negligence of such
indemnifying Party. This indemnification obligation shall not be limited in
any way by any limitation of the amount or type of acts, disability benefit
acts, or other employee benefit acts.
3. Notice
Unless otherwise requested by a Party, all notices, demands, requests,
consents or other communications which may be or are required to be
given by either Party to the other shall be in writing and shall be deemed
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SMART -City MOU: March 14, 2017
effective upon service. Notices shall be deemed to have been properly
given when served on the Party to whom the same is to be given by hand
delivery or by deposit in the United States mail addressed to the Party as
follows:
SMART: Bill Gamlen, P.E.
Chief Engineer
Sonoma -Marin Area Rail Transit District
5401 Old Redwood Highway, Suite 200
Petaluma, CA 94954
City: Jim Schutz
City Manager
City of San Rafael
1400 Fifth Avenue
San Rafael, CA
When a notice is given by a generally recognized overnight courier
service, the notice, invoice or payment shall be deemed received on the
next business day. When a notice or payment is sent via United States
Mail, it shall be deemed received seventy-two (72) hours after deposit in
the United States Mail, registered or certified, return receipt requested,
with the postage thereon fully prepaid. In all other instances, notices, and
payments shall be effective upon receipt by the recipient. Changes may
be made in the names and addresses of the person to whom notices are
to be given by giving notice pursuant to this paragraph.
4. Governing Law
This Agreement shall be governed by and construed in accordance with
the laws of the State of California. Venue shall be in the County of Marin.
In the event that any provision of this Agreement is held to be invalid or
unenforceable, the remainder of the provisions shall remain in full force
and effect.
5. Entire Agreement
This instrument contains the entire agreement between the Parties, and
no statement, promise, or inducement made by either Party or agents of
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SMART -City MOU: March 14, 2017
the Parties that is not contained in this written contract shall be valid or
binding; and this contract may not be enlarged, modified, or altered except
in writing signed by the Parties.
fi. Authority of SMART and City
The undersigned hereby represent and warrant that he or she has
authority to execute and deliver this Agreement on behalf of SMART and
City.
7. No Waiver of Breach
The waiver by any of the Parties of any breach of any term or promise
contained in this Agreement shall not be deemed to be a waiver of such
term or provision or any subsequent breach of the same or any other term
or promise contained in this Agreement.
8. Time of Essence
Time is and shall be of the essence of this Agreement and every provision
hereof.
9. Parties to Cooperate
Each Party will, whenever and as often as it shall be reasonably requested
by the other Party, execute, acknowledge and deliver, or cause to be
executed, acknowledged and delivered, such further instruments and
documents as may be reasonably necessary in order to carry out the
intent and purpose of this Agreement.
10. Drafting.
Both Parties contributed to the drafting of this agreement and in the event
of a dispute over the interpretation of this Agreement, the language of the
Agreement will not be construed against one party in favor of the other.
11. No Third Party Beneficiaries.
Nothing contained in this Agreement shall be construed to create and the
parties do not intend to create any rights in third parties.
12. Disputes
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SMART -City MOU: March 14, 2017
Disputes will be handled initially through mutually agreed upon mediation,
and if not resolved, will be adjudicated in Marin County Court.
IN WITNESS WHEREOF, SMART and the City have executed this Agreement
as of the date first above written.
CITY OF SAN RAFAEL
By: W74 ---
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ATTEST:
fZ4t;�4z
City Clerk
APPROVED AS TO FORM
FOR CITY:
City Attorney
14
SONOMA-MARIN AREA RAIL TRANSIT
DISTRICT
By:
D AS TO
By: 1 '1
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RM FOR SMART