HomeMy WebLinkAboutForm 460 - Randy Warren for City Council 2013 (2013-10-19)Recipient Committee
Campaign Statement
CoverPage
(Government Code Sections 84200-84216.5)
Type or print in ink.
Statement covers period
from 9/22/2013
COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE)
Randy Warren for City Council 2013
STREET ADDRESS (NO P.O. BOX)
10/19/2013
SEE INSTRUCTIONS ON REVERSE
through
1. Type of Recipient Committee: All Committees - Complete Parts 1, 2; 3, and 4.
Officeholder, Candidate Controlled Committee
0 Primarily Formed Ballot Measure
0 State Candidate Election Committee
Committee
0 Recall
0 Controlled
(Also Complete Part 5)
0 Sponsored
(Also Complete Part 6)
❑ General Purpose Committee
ZIP CODE AREA CODE/PHONE
0 Sponsored
Primarily Formed Candidate/
0 Small Contributor Committee
Officeholder Committee
0 Political Party/Central Committee
(Also Complete Part 7)
3. Committee Information
I.D. NUMBER
1359636
COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE)
Randy Warren for City Council 2013
STREET ADDRESS (NO P.O. BOX)
CITY
STATE
ZIP CODE AREA CODE/PHONE
San Rafael
CA
94903
MAILING ADDRESS (IF DIFFERENT) NO, AND STREET OR P.O. BOX
PO Box 6285
CITY
STATE
ZIP CODE AREA CODE/PHONE
San Rafael
CA
94903
OPTIONAL: FAX i E-MAIL ADDRESS
Date of election if applicable: Page. Of 8
(Month, Day, Year) R For Official Use Only
Off'
Ice
o4:
111512013 y _;I # TiK.
2. Type of Statement:
0 Preelection Statement Quarterly Statement
❑ Semi-annual Statement 0Special Odd -Year Report
❑ Termination Statement F -I Supplemental Preelection
(Also file a Form 410 Termination) Statement - Attach Form 495
Q Amendment (Explain below)
Treasurer(s)
NAME OF TREASURER
Sue Ellen O'Brien
MAILING ADDRESS
PO Box 6285
CITY STATE ZIP CODE AREA CODE/PHONE
San Rafael CA 94903
NAME OF ASSISTANT TREASURER, IF ANY
MAILING ADDRESS
CITY STATE ZIP CODE AREA CODE/PHONE
OPTIONAL: FAX I E-MAIL ADDRESS
A. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify
under penalty of perjury under th laws of e State of California that the foregoing is true and corr1e;;q*4
Executed on By of Treas r Assistant Treasurer
e of T, ea b, Assistant Treasurer
I Da t*tgnz
,*re
-�7
Executed on By
Date S'tgr,*ure`6Cr_,,ntro1fing Offic;xrder,Car dilate, State Measure Proponent or Responsible Officer of Sponsor
Executed on Date By Signature of ControffiN Officeholder, Candidate, State Measure Proponent
Executed on Date By Signature of Controlling Officeholder, Candidate, State Measure Proponent FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK-FPPC (866/275-3772)
State of California
Type or print in ink.
Recipient Committee
Campaign Statement
Cover Page — Part 2
5. Officeholder or Candidate Controlled Committee
NAME OF OFFICEHOLDER OR CANDIDATE
RANDY WARREN
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE)
CITY COUNCIL, CITY OF SAN RAFAEL
RESIDENTIAL/BUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP
SAN RAFAEL CA 94903
Related Committees Not Included in this Statement: List any committees
not included in this statement that are controlled by you or are primarily formed to receive
contributions or make expenditures on behalf of your candidacy.
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
YES F-1 NO
COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREA CODE/PHONE
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
E YES NO
COMMITTEE ADDRESS STREET ADDRESS NO P.O. BOX)
CITY STATE ZIP CODE AREA CODEiPHONE
6. Primarily Formed Ballot Measure Committee
NAME OF BALLOT MEASURE
BALLOT NO. OR LETTER JURISDICTION F-1 SUPPORT
Q OPPOSE
Identify the controlling officeholder, candidate, or state measure proponent, if any.
NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY
7. Primarily Formed Candidate/Officeholder Committee List names of
officeholder(s) or candidate(s) for which this committee is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
SUPPORT
F-JOPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
SUPPORT
F-JOPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
[:] SUPPORT
OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
SUPPORT
OPPOSE
FPLC Form 464 January 05)
FPPC Tall -Free Helpline. 866/ASIS-FPPC (866/275-3772)
State of California
Campaign Disclosure Statement
Summary Page
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
RANDY WARREN
Type or print in ink.
Amounts may be rounded
to whole dollars.
Expenditures Made
6. Payments Made ....................................................... Schedule E, Line 4 $37360 $
7. Loans Made ............................................................. Schedule H, Line 3 0
8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6 + 7 $ 3,360 $
9. Accrued Expenses (Unpaid Bills) ............................... Schedule F, Line 3 0
10. Nonmonetary Adjustment .......................................... Schedule C, Line 3 0
11. TOTAL EXPENDITURES MADE ................................Add Lines 8 + 9 + 10 $ 3,360 $
Current Cash Statement
12. Beginning Cash Balance ....................... Previous Summary Page, Line 16 $
13. Cash Receipts ................................................... Column A, Line 3 above
14. Miscellaneous Increases to Cash ........................... Schedule /, Line 4
15. Cash Payments .................................................. Column A, Line 8 above
16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtract Line 15 $
If this is a termination statement, Line 16 must be zero.
17. LOAN GUARANTEES RECEIVED ........................... Schedule B, Part 2 $
Cash Equivalents and Outstanding Debts
18. Cash Equivalents ..................... _ ................. See instructions on reverse $
19. Outstanding Debts ......................... Add Line 2 + Line 9 in Column B above $
SUMMARY PAGE
Statement covers periodCALIFORNIA
Column A
Contributions Received
TOTALTHIS PERIOD
FORM
77197
(FROM ATTACHED SCHEDULES)
1. Monetary Contributions ...........................................
Schedule A, Line 3
$ 71824 $
2. Loans Received ......................................................
Schedule B, Line 3
10/19/2013
3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines I + 2
$ 7,824 $
4. Nonmonetary Contributions ....................................
Schedule C, Line 3
999
5. TOTAL CONTRIBUTIONS RECEIVED ........................... Add Lines 3 + 4
$ 8,823 $
Expenditures Made
6. Payments Made ....................................................... Schedule E, Line 4 $37360 $
7. Loans Made ............................................................. Schedule H, Line 3 0
8. SUBTOTAL CASH PAYMENTS .................................... Add Lines 6 + 7 $ 3,360 $
9. Accrued Expenses (Unpaid Bills) ............................... Schedule F, Line 3 0
10. Nonmonetary Adjustment .......................................... Schedule C, Line 3 0
11. TOTAL EXPENDITURES MADE ................................Add Lines 8 + 9 + 10 $ 3,360 $
Current Cash Statement
12. Beginning Cash Balance ....................... Previous Summary Page, Line 16 $
13. Cash Receipts ................................................... Column A, Line 3 above
14. Miscellaneous Increases to Cash ........................... Schedule /, Line 4
15. Cash Payments .................................................. Column A, Line 8 above
16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtract Line 15 $
If this is a termination statement, Line 16 must be zero.
17. LOAN GUARANTEES RECEIVED ........................... Schedule B, Part 2 $
Cash Equivalents and Outstanding Debts
18. Cash Equivalents ..................... _ ................. See instructions on reverse $
19. Outstanding Debts ......................... Add Line 2 + Line 9 in Column B above $
SUMMARY PAGE
81905
0
8X5
0
0
81905
17734
Statement covers periodCALIFORNIA
zA illo
10,557
9/22/2013
FORM
77197
from
.- .. amounts. If this is
the first report being filed
through
10/19/2013
Page 3 of 8
I.D. NUMBER
1359636
Column B
Calendar Year Summary for Candidates
CALENDAR YEAR
TOTALTODATE
Running in Both the State Primary and
General Elections
14368
,
17000
1/1 through 6/30 7/1 to Date
15,368
20. Contributions
Received $ $
21. Expenditures
157368
Made $ $
81905
0
8X5
0
0
81905
17734
To calculate Column B, add
amounts in Column A to the
corresponding amounts
from Column B of your last
87823
10,557
37360
report. Some amounts in
Column A may be negative
figures that shoul..-
-. from pr-
77197
.- .. amounts. If this is
the first report being filed
for this calendar, year, only
carry over the amounts
from Lines 2, 7, and 9 (if
any).
I
Expenditure Limit Summary for State
Candidates
22. Cumulative Expenditures Made*
(if Subject to Voluntary Expenditure Limit)
Date of Election Total to Date
(mm/dd/yy)
*Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK-FPPC (866/275-3772)
Sr_hrarli ila A Type or print in ink. SCHEDULE A
Moneta Contributions Received Amounts may be rounded
Monetary to whole dollars.
Statement covers period
CALIFORNIA'
•
9/22/2013
from
4 8
10/19/2013
through
Page of
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
I.D. NUMBER
RANDY WARREN
1359636
AND ZIP
FULL NAME, , STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
AMOUNT
RECEIVED THIS
CUMULATIVE TO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
RECEIVED
(E COMMITTEE, ALSO D. NUMBER)
CODE *
(IF SELF-EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 -DEC. 31)
(IF REQUIRED)
OF BUSINESS)
WIND
9/22!13
Mles
JodA00a
❑COM
retired
100
100
❑ OTH
an
❑ PTY
❑ ScC
®IND
10/2/13
Deke Welch
❑COM
retired
200
200
❑ OTH
San Rafael CA 94901
❑ PTY
❑ SCC
®IND
10/18/13
n
❑COM
Realtor
400
400
❑ OTH
Alain Pinel Realtors
San Rafael CA 94903
❑ PTY
❑ SCC
BIND
Edmond McGill
❑COM
Attorney, McGill Law
100
100
10/7/13
E] OTH
Office
Ovato, 4949
❑ PTY
❑ SCC
®IND
Art Faibisch
A
❑COM
Opinion researcher,
10/14/13
E] OTH
ADF Research
300
300
❑ PTY
❑ SCC
SUBTOTAL$ 11100
Schedule A Summary
1. Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.)........................................................
2. Amount received this period — unitemized monetary contributions of less than $100 ......
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) .............
....I .................. $
......... $
TOTAL $
7,570
254
7,824
*Contributor Codes
IND—Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY — Political Party
SCC — Small Contributor Committee
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK-FPPC (866/275-3772)
Schedule A (Continuation Sheet) Type or print in ink. SCHEDULE (CONT.)
Monetary Contributions Received Amounts may be rounded
Statement covers period
CALIFORNIA
to whole dollars.
9/22/2013
FORM •
from
10/19/2013
5 8
through
Page of
NAME OF FILER
I.D. NUMBER
RANDY WARREN
1359636
DATE
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
AMOUNT
RECEIVED THIS
CUMULATIVE TO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
RECEIVED
.
(IF COMMITTEE, ALSO ENTER LDNUMBER)
CODE
(IF SELF-EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 -DEC. 31)
(IF REQUIRED)
OF BUSINESS)
MIND
Fulcrum Test Preparation & Admissions
10/15/13
Solutions, Inc.
®OTH
490
490
Palo Alto CA 94301
❑ PTY
❑ SCC
AI Dugan
OCA
Insurance Executive
10/8/13
80
280
❑ OTH
Novato CA 94947
❑ PTY
❑ SCC
❑ IND
10/18/13
Susan Adams
® COM
1,000
1,000
❑ OTH
San Rafael CA 94903
❑ PTY
❑ SCC
Richard Lawrence
OCOM IND
Fund manager
10/15/13
F-] OTH
Overlook Investments
4,900
4,900
Kentfield CA 94904
❑ PTY
❑ SCC
❑ IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
SUBTOTAL$ 6,470
'Contributor Codes
IND—Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity;
PTY — Political Party
SCC — Small Contributor Committee
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK-FPPC (866/275-3772)
Schedule C Type or print in ink.. SCHEDULE C
Amounts may Derounded
Nonmonetary Contributions Received to whole dollars.CALIFORNIA
Statement covers period
460
9/22/2013
from
FORM
0 8
1011912013
through
Page of
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
I.D. NUMBER
RANDY WARREN
1359036
DATE
FULL NAME, STREET ADDRESS AND
CONTRIBUTOR
IF AN INDIVIDUAL ENTER
OCCUPATION AND EMPLOYER
DESCRIPTION OF
AMOUNT/
FAIR MARKET
CUMULATIVE TO
DATE
PER ELECTION
TO DATE
RECEIVED
ZIP CODE OF CONTRIBUTOR
{IF COMMITTEE, ALSO ENTER I.D. NUMBER}
CODE *
(IF SELF-EMPLOYED,, ENTER
NAME OF BUSINESS)
GOODS OR SERVICES
VALUE
CALENDAR YEAR
{JAN 1 - DEC 31)
SIF REQUIRED)
BIND
Warren Law Group PC
❑COM
cam ai n signs
999
999
1011113
� OTH
an Ra ae
❑ PTY
r-lscc
❑ INC}
❑ COM
F-1 0TH
PTY
❑ SCC
F-JIND
[ J COM
❑ 0TH
PTY
FISCC
F-JIND
F_� COM
Q 0TH
PTY
SCC
Attach additional information on appropriately labeled continuation sheets. SUBTOTAL $
Schedule C Summary
1. Amount received this period — Itemized nonmonetary contributions.
{include all Schedule C subtotals.}.....................................................................................................................
2. Amount received this period — unitemized nonmonetary contributions of less than $100 .............. ..................... $
3. Total nonmonetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Lines 4 and 10.) ...................... TOTAL }
*Contributor Codes•
COM Recipient•
(otherPTY or SCC)
! •
., business entity)
PTY — Political Party
SCC — Small Contributor
i i •
Schedule E
Payments Made
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
RANDY WARREN
Type or print in ink.
Amounts may be rounded
to whole dollars.
Statement covers period
from 9/22/2013
through
10/19/2013
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
Page 7 of — 8
I.D. NUMBER
1359636
CNP
campaign paraphernalia/misc.
MBR
member communications
RAD
radio airtime and production costs
CNS
campaign consultants
IV TG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)*
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
FIL
candidate filing/ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff/spouse travel, lodging, and meals
IND
independent expenditure supporting/opposing others (explain)*
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate/sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (internet, e-mail)
NAME AND ADDRESS OF PAYEE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
CODE OR DESCRIPTION OF PAYMENT
AMOUNT PAID
Amit Press
rubber stamp
i6akim San Rafael, CA 94903
41
Citibank
bank fee
Northgate Drive
10
San Rafael
Registrar of Voters
voter list
Civic Center
24
San Rafael CA
* Payments that are contributions or independent expenditures must also be summarized on Schedule D.
Schedule E Summary
1. Itemizedpayments made this period. (include all Schedule E subtotals.) ............................................................. ................................................ $ 3,550
2. Uniternized payments made this period of under $100 ..................................................................................................... .................................... $
3. Total interestpaid this period on loans, (Enter amount from Schedule B, Part 1, Column (e)................................................................................ $ 0
4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ............................. TOTAL $ 31660
FPPC Form 460 (January/05)
.,,:PPC Toll -Free Helpline: 866/ASK-FPPC (8661275-3772)
Schedule E
(Continuation Sheet)
Payments Made
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
RANDY WARREN
Type or print in ink.
Amounts may be rounded
to whole dollars.
Statement covers period
from 9/22/2013
through
10/19/2013
SCHEDULE E (CONT.)
Page 8 of 8
I.D. NUMBER
1359636
CODES: If one of the following codes accurately describes the payment, you may enter the code.
Otherwise, describe the payment.
CMP
campaign paraphernalia/misc.
MBR
member communications
RAD
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)*
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
FIL
candidate filing/ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff/spouse travel, lodging, and meals
IND
independent expenditure supporting/opposing others (explain)*
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate/sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (internet, e-mail)
NAME AND ADDRESS OF PAYEE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
CODE OR DESCRIPTION OF PAYMENT
AMOUNT PAID
tin USA
Mission Viejo CA
pho
447
in
lit
3,000
acramento 5816
Warren Law Group PC
CMP
138
San Rafael CA 94903
i
* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 3,585
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK-FPPC (866/275-3772)