HomeMy WebLinkAboutCD Cooperation Agreement for Grant ProgramsCOMMUNITY DEVELOPMENT BLOCK
GRANT AND HOME INVESTMENT
PARTNERSHIPS PROGRAM
COOPERATION AGREEMENT
THIS AGREEMENT, entered into this day or A_ , 2020, by
and between the CITY OF SAN RAFAEL, hereinafter referred to as "City" and COUNTY
OF MARIN, hereinafter referred to as "County."
WITNESSETH
WHEREAS, the City of San Rafael _ _ is a duly constituted
municipal corporation under the laws of the State of California, and is empowered thereby to
undertake essential community renewal and lower-income housing assistance activities; and
WHEREAS, COUNTY OF MARIN is a duly constituted subdivision of the State of
California, and is also empowered by State law to undertake essential community renewal and
lower-income housing assistance activities; and
WHEREAS, Government Code Sections 6500, et seq., authorize two or more public
agencies to jointly exercise any power common to both; and
WHEREAS, it is mutually desired by the parties hereto to enter into a Cooperation
Agreement, in accord with the Housing and Community Development Act of 1974, as
amended, and applicable Federal rules and regulations adopted pursuant thereto, whereby
the parties shall jointly undertake community renewal and lower-income housing
assistance activities, including those funded by the Community Development Block Grant
Entitlement Program (CDBG), the HOME Investment Partnerships Program (HOME), and
the Emergency Solutions Grants Program (ESG).
NOW, THEREFORE, BE IT HEREBY RESOLVED as follows:
1. The parties hereto agree to cooperate to undertake, or assist in undertaking, community
renewal and lower-income housing assistance activities, pursuant to the Housing and
Community Development Act of 1974, as amended, the HOME Investment Partnerships
Act, as amended, and the Stewart B. McKinney Homeless Assistance Act, as amended.
City agrees to undertake, or assist in undertaking, community renewal and lower-income
housing assistance activities. This Cooperation Agreement shall become effective for an
initial three-year term on October 1, 2020, and be in effect through, and shall not be
terminated prior to, September 30, 2023, after which the term shall be automatically
renewed unless action is taken by the County or City prior to the end of the term electing
not to participate in a new qualification period. This Cooperation Agreement shall
automatically renew for participation in successive three-year qualification periods upon
expiration of each qualification period, unless the County or the City provides written
notice to the other party at by the date specified in HUD's urban county qualification
notice for the next qualification period that it is electing to discontinue its participation in
this Cooperation Agreement for the successive qualification period. A copy of that notice
shall be sent to the other party and to the local Housing and Urban Development (HUD)
Field Office, to the designated contacts detailed in Section 16 below. County shall
provide City with written notice by the date specified in HUD's urban county
qualification notice for the next qualification period of its right not to participate in the
urban county for a successive three- year term with a copy of the notification sent to the
HUD Field Office City may discontinue its participation by taking those actions set forth
by Section 6 of this agreement, in conjunction with notification to the County and HUD
as specified herein. In the event that the County proposes to enter into an agreement on
terms that would replace or amend the terms of this agreement for any subsequent
qualification period then County shall notify City of the terms being proposed as soon as
County becomes aware of the need to replace or amend this agreement, but in any event
by no later than the date specified in HUD's urban county qualification notice for
election to discontinue its participation in this Cooperation Agreement for the next
qualification period. Thereafter, City shall notify County as to whether it shall accept
the proposed terms by no later than the time required to notify the County of its intent to
elect to discontinue participation as specified in HUD's urban county qualification notice
for the next qualification period. The parties stipulate and agree to adopt any changes
necessary to meet the requirements for a cooperation agreement set forth in an urban
county qualification notice applicable to a subsequent three-year urban county
qualification period. The parties shall submit such amendment to HUD as provided in
the urban county qualification notice. Failure to do so shall result in the automatic
renewal for such qualification period being void. This agreement shall remain in effect
until the Community Development Block Grant, HOME Investment Partnership
Program, and Emergency Solutions Grants Program funds from appropriations for
federal fiscal years 2021, 2022, 2023, and any program income received with respect to
activities carried out during the three-year qualification period are expended and the
funded activities completed, or until such time as it is replaced by a fully executed
agreement of the patties. Neither County nor City may terminate or withdraw from this
Cooperation Agreement while it remains in effect.
2. Upon certification of Marin County, including all or a portion of the incorporated cities
within the County, as an "urban county" for federal fiscal years 2021, 2022, and 2023,
and subsequent three-year periods thereafter, under the Housing and Community
Development Act of 1974, as amended, and applicable rules and regulations adopted
pursuant thereto, a Priority Setting Committee shall be formed consisting of one (1)
representative designated by each of the cities with a population over 50,000 and one (1)
representative designated by the Board of Supervisors. All other participating cities and
towns may each designate up to one representative. With mutual consent of the Board of
Supervisors and each of the participating cities, the Priority Setting Committee may be
expanded to include one or more additional community member(s) who represent the
interests of racial and ethnic minorities, individuals with disabilities, and/or other
protected classes. Each representative shall have equal voting rights on the Committee.
The Committee shall prepare a proposed budget for the use of funds, and any other
documentation required by the U.S. Department of Housing and Urban Development
(HUD) for the Community Development Block Grant Program, the HOME Investment
Partnerships Program, and the Emergency Solutions Grants Program, including, but not
limited to, a list of specific projects to be undertaken and priorities for implementation
for both housing and community development projects.
In preparing its proposed plans, project priorities, proposed budget, and other
documentation, the Committee shall disseminate complete information to citizens of
Marin County concerning its proposals and alternatives; shall conduct public hearings
to obtain the views of citizens on community development and housing needs; and shall
provide citizens with adequate opportunity to participate in the development of
programs and priorities.
To ensure adequate participation in the planning process, three planning areas will be
designated which will include the cooperating incorporated cities as well as adjacent
unincorporated areas. These will be the Novato Planning Area, the San Rafael
Planning Area, and the County Other Planning Area, which consists of rural and small
communities.
After deduction of administrative expenses and public service allocations consistent with
HUD regulations, forty percent (40%) of the net Community Development Block Grant
monies and one hundred percent (100%) of the net HOME Investment Partnerships
Program monies allocated annually to the County of Marin as an "urban county" under
the Housing and Community Development Act of 1974, as amended, and the HOME
Investment Partnerships Act, as amended, shall be allocated for housing purposes on a
countywide basis. The portion of CDBG funds described in the immediately preceding
sentence shall be known as "CDBG Countywide Housing funds." Distribution of such
funds will be made by the Board of Supervisors, on recommendation ofthe Priority
Setting Committee. Such distribution will be consistent with HUD guidelines and
evaluation criteria developed by participating cities and the county, to ensure consistency
and facilitate implementation of countywide housing goals.
a. The Priority Setting Committee will seek to allocate funds based on the
principles of geographic equity and the general Community Development Block
Grant funding distribution formula used by HUD to determine Marin County's
allocation, the latest available countywide data on population, the extent of
poverty, and the extent of housing overcrowding, with the provision that the
extent of poverty be counted twice. However, a different distribution formula is
hereby expressly authorized if and when necessary to comply with Title I of the
Housing and Community Development Act of 1974, as amended.
Recommendations for the use of funds shall be made by the Priority Setting
Committee, as described above in Section 2, and then referred to the Marin
County Board of Supervisors. The Marin County Board of Supervisors will
make the final funding decisions. If any project submitted by County as a
portion of the Community Development Block Grant documentation is found to
be ineligible by HUD, the proposed project shall not be ft►nded. In such an
event, the County, acting in concert with the Priority Setting Committee may
submit an alternative priority project which is within the original cost and in line
with the stated needs and objectives of County, provided such a resubmission
conforms with the rules and regulations of the Department of Housing and
Urban Development for the administration of Title I of the Housing and
Community Development Act of 1974, as amended.
Upon completion of Priority Setting Committee deliberations, the proposed budget and
other documentation shall be submitted to the Marin County Board of Supervisors for
review and approval. The Marin County Board of Supervisors will have final
responsibility for selecting Community Development Block Grant (CDBG), HOME, and
ESG activities and submitting the Consolidated Plan and other documentation to HUD.
5. For any Planning Area with a population of 50,000 or more (according to
population estimates issued by the U.S. Department of Housing and Urban
Development), the system described in Section 3 of this Agreement for allocation
of Community Development Block Grant funds will, at the option of the largest city
in the Planning Area be modified as follows:
The City Council of the largest city in the Planning Area will
prepare the proposed list of projects for the use of (a) that Planning
Area's funds, and (b) that Planning Area's "proportional share" of
CDBG Countywide Housing funds allocated according to the
formula described in Section 3 of this Agreement. The City
Council will establish its own system for setting local funding
priorities, but its process for selecting projects must include a
public hearing and consistency with all regulations. The City
Council must consider the needs of all eligible persons who reside
within census tracts associated with the City, including those
residing outside the city limits, but will not be subject to any
quotas with regard to the type or location of projects. The resulting
recommendations will be referred to the full Priority Setting
Committee and then to the Marin County Board of Supervisors for
review and approval. The Priority Setting Committee will
recommend allocation of HOME and ESG funds on a countywide
basis, but may restrict the CDBG Countywide Housing funds
remaining under its jurisdiction to geographic areas not
implementing the provisions of this paragraph.
This Section 5 shall not be applied in any year that the total
Community Development Block Grant monies allocated to Marin
County is less than $500,000. In any year that the total
Community Development Block Grant monies allocated to Marin
County is less than $500,000, the Priority Setting Committee will
make all funding recommendations pursuant to the system
described in Section 3.
6. To exercise its rights under Section l to discontinue its participation in this agreement
City may terminate its participation in this Cooperation Agreement and membership
on the Priority Setting Committee by a single majority vote of its governing body.
Such termination shall take effect only at the end of the federal three-year urban
county qualification period in which the action is taken and following notice to the
County and HUD as specified in Section 1. The first qualification period to which this
agreement shall apply will end September 30, 2023. Subsequent urban county
qualification periods will end September 30 on every third year following that date.
7. This Cooperation Agreement shall not exempt any project from the required local
government planning approval process. Community Development Block Grant,
HOME, and ESG funds received by County may be allocated to projects only through
the process described in this Cooperation Agreement.
8_ Pursuant to the Cooperation Agreement, County, acting through the Board of
Supervisors, shall be the primary general-purpose local governmental unit under the
Housing and Community Development Act of 1974, as amended. It shall be the
responsibility of County to apply for grants, to administer all funds received, and to
undertake or assist in undertaking essential community renewal and lower income
housing assistance activities. County shall have the authority to carry out activities
which will be funded from annual Community Development Block Grants, from
HOME Investment Partnerships Program funds, and from Emergency Solutions Grants
Program funds from Federal Fiscal Years 2021, 2022, and 2023, and subsequent three-
year periods thereafter, appropriations and from any program income generated from
the expenditure of such funds. Records shall be kept by County in accordance with
approved accounting procedures, and said records shall be available for public
inspection at all times.
9. County, City, and all other cooperating cities shall take all actions necessary to assure
compliance with the urban county's certification under section 104(b) of Title I of the
Housing and Community Development Act of 1974, as amended, regarding Title VI of
the Civil Rights Act of 1964, the Fair Housing Act, and affirmatively furthering fair
housing. County, City, and all other cooperating cities shall also take all actions
necessary to assure compliance with Section 109 of Title I of the Housing and
Community Development Act of 1974 (which incorporates Section 504 of the
Rehabilitation Act of 1973 and the Age Discrimination Act of 1975), and other
applicable laws.
Use of urban county funds for activities in, or in support of, any cooperating city that
does not affirmatively further fair housing within its own jurisdiction or that impedes the
county's actions to comply with the county's fair housing certification shall be
prohibited.
Pursuant to 24 CFR 570.501(b), City is subject to the same requirements applicable to
sub recipients, including the requirement of a written agreement as described in 24
CFR 570.503.
County, City, all other cooperating cities, metropolitan cities, urban counties, units of
general local government, Indian tribes, and insular areas that directly or indirectly
receive funds provided under Title I of the Housing and Community Development Act
of 1974, as amended, may not sell, trade, or otherwise transfer all or any portion of such
funds to another such entity in exchange for any other funds, credits, or non -Federal
considerations, but must use such funds for activities eligible under Title I of the
Housing and Community Development Act of 1974, as amended.
10. City shall inform County of any income generated by the expenditure of Community
Development Block Grant funds, HOME Investment Partnerships Program funds, or
ESG funds received by City. Any such program income shall be paid to County for use
for eligible activities in accordance with all Community Development Block Grant,
HOME Investment Partnerships Program, and ESG requirements as may then apply.
County has the responsibility for monitoring and reporting to HUD on the use of any
such program income, thereby requiring appropriate recordkeeping and reporting by
City as may be needed for this purpose. In the event of close-out or change in status of
City, any program income that is on hand or received subsequent to the close-out or
change in status shall be paid to County.
11. The following standards shall apply to real property acquired or improved in whole or in
part using Community Development Block Grant, HOME, or ESG funds that is within
the control of a participating City.
a. City shall give County timely notification of any modification or change in the
use of the real property from that planned at the time of acquisition or
improvement including disposition.
b. City shall reimburse County in an amount equal to the current fair market value
(less any portion thereof attributable to expenditures of funds other than
Community Development Block Grant, HOME, or ESG) of property acquired or
improved with Community Development Block Grant, HOME, or ESG funds
that is sold or transferred for a use which does not qualify under the Community
Development Block Grant, HOME, or ESG regulations.
C. City shall pay to County any program income generated from the disposition or
transfer of property prior to or subsequent to the close-out, change of status or
termination of the cooperation agreement between County and City. Any
program income shall be allocated by County for eligible activities in
accordance with all Community Development Block Grant, HOME, or ESG
requirements as may then apply.
12. The parties hereto agree that the final responsibility for analyzing needs, setting
objectives, developing plans, selecting projects for community development and
housing assistance, selecting Community Development Block Grant, HOME, and
ESG activities, and filing the Consolidated Plan and other required documentation
rests with County, as required by the Housing and Community Development Act of
1974, as amended.
13. The City shall defend, save, hold harmless and indemnify the County, its officers,
agents and employees from all liabilities and claims for any fines, penalties, bodily
injury, death, sickness or damages of any type fi-om any cause whatsoever that arises
from or is connected with (i) the City's failure to comply with any requirement of the
CDBG Act and the HOME Act or the regulations, guidelines, bulletins or circulars that
are issued pursuant thereto, and (ii) any City activity that is financed by funds granted
hereunder pursuant to the CDBG Act and the HOME Act. Without limiting the
foregoing, the provisions of this paragraph apply fully in the event the City participates
in the Section 312 Federal Rehabilitation Loan Program in conjunction with the
Community Development Block Grant and HOME Investment Partnerships Act
programs.
14. By executing this Community Development Block Grant Program Cooperation
Agreement, City understands that it may not apply for grants under the State Community
Development Block Grant Program from appropriations for fiscal years during the
period in which it participates in the urban county's Community Development Block
Grant Program; that it will be part of the urban county for the HOME Program and ESG
if the urban county receives HOME and ESG funding, respectively; that it may receive
formula allocations under the HOME Program and ESG only through the urban county;
and that, even if County does not receive a HOME formula allocation, City cannot form
a HOME consortium with other local governments except through the urban county.
This does not preclude City or County from applying to the State for HOME or ESG
funds, if the State allows.
15, The cooperating unit of general local government has adopted and is enforcing:
a. A policy prohibiting the use of excessive force by law enforcement agencies
within its jurisdiction against any individuals engaged in non-violent civil rights
demonstrations; and
b. A policy of enforcing applicable State and local laws against physically barring
entrance to or exit from a facility or location which is the subject of such non-
violent civil rights demonstrations within jurisdictions.
The phrase "cooperating unit of general local government" has the same
meaning in this Cooperation Agreement as it does in HUD Notice #CPD -13-04.
16. All notices under this agreement shall be in writing (unless otherwise specified)
delivered to the parties by hand, by commercial courier service, electronic mail, or by
United States mail, postage prepaid, addressed to the parties at the addresses set forth
below or such other addresses as the parties may designate by notice.
17. Nothing contained in this agreement shall be construed to create, and the parties do not
intend to create, any rights in third parties.
18. Except as otherwise provided herein, this agreement may not be changed, modified or
rescinded except in writing, signed by all parties hereto, and any attempt at oral
modification of this agreement shall be void and of no effect.
19. This agreement may be executed in multiple originals, each of which is deemed to be
an original, and may be signed in counterparts
IN WITNESS WHEREOF, the parties have executed the above instrument on the day and
year first above written.
COUNTY OF MARIN
By: '4�L /—I,
Katie Rice, President
Board of Supervisors
ATTEST:
1
Deputy Clerk of the Board
MASTER FORM APPROVED AS TO FORM:
Tarisha Bal
Deputy County Counsel
County of Marin
CITY OF SAN RAFAEL
By:
Gary hillips,
Mayor
ATTEST:
• k��L'V�
jr Lindsay Lara,
City Clerk
i
Lisa A. Goldfien, Assistan City Attorney