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HomeMy WebLinkAboutFin Business License Compliancecrrr 11F��Aott —
Agenda Item No: 6 • a
Meeting Date: September 17, 2012
SAN RAFAEL CITY COUNCIL AGENDA REPORT
Department: Finance
Prepared by: Mark Moses City Manager Approval:, P
Interim Finance Director
SUBJECT: RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN
RAFAEL AUTHORIZING THE TEMPORARY WAIVER OF PENALTIES
FOR BUSINESSES THAT ESTABLISH COMPLIANCE WITH THE
BUSINESS LICENSE REQUIREMENTS OF THE MUNICIPAL CODE
RECOMMENDATION: ADOPT RESOLUTION
BACKGROUND: The San Rafael Municipal Code (Chapter 10.04) requires persons
conducting business in the City of San Rafael to have a business license and pay applicable taxes
and fees. The Code applies to both businesses located in the City as well as those outside the
City that conduct business within the City. The City of San Rafael's Business License "fee" is
actually a general tax and, therefore, monies from the tax are deposited into the general fund to
support city services such as public safety, public works, recreation, and library services. For the
fiscal year ended June 30, 2012, revenues from business taxes were $2.4 million, or
approximately 4% of the total general fund revenues.
There is often confusion regarding what a business tax certificate is and what it represents.
Although commonly referred to as a "business license," it does not include the regulatory
oversight typically associated with governmental licensing of business activities. Further,
because the issuance of the business tax certificate is based solely on payment of the tax, it does
not in itself authorize the holder to operate a business, since it does not constitute verification
that the business is in compliance with licensing and/or other regulations by the state, county or
other jurisdictions, including other City requirements. It is not practical or cost-effective to make
the issuance or maintenance of a business tax certificate contingent upon compliance with other
City requirements (such as zoning, use permit, building or fire codes, etc.) because there is no
convenient mechanism to withhold certificates once payment is received, nor are there sufficient
resources to withdraw certificates once issued.
Recent staffing and hours reductions have limited the City's capacity to enforce compliance with
the business tax ordinance. The average time available each month to identify and collect on
non-compliant businesses has declined from over 100 hours to fewer than 20. Given the City's
reduced resources, staff believes that a one-time amnesty program will have the advantage of
FOR CITY CLERK ONLY
File No.: q_( ,
Council Meeting: %cr
Disposition: -pc=t--u -(101;t) 13&f/
SAN RAFAEL CITY COUNCIL AGENDA REPORT / Page: 2
educating the business community regarding the tax requirements and will provide a business -
friendly opportunity for those who have not previously registered to do so.
ANALYSIS: Currently, the City has 7,742 registered businesses: 4,521 are located in the City
limits in a business or commercial location; 1,801 are home-based; and 1,420 outside contractors
and service -providers. Over the past two years, the staffing in the business tax revenue unit of
finance has dropped by 20%. The recently reduced workweek and furloughs have stretched this
loss of capacity to 25%. Although business tax collections have remained fairly constant, staff is
not able to perform the level of compliance work and collection efforts afforded by past staffing
resources, and service levels have declined.
Highlights of proposed program:
1. Commences September 18, 2012, upon City Council approval, and runs through
December 14, 2012 (final dates to be determined by staff with option to extend for up to
30 days, if needed for administrative processing).
2. During this period, business tax -related penalties will be waived for all years for which
the business registers and pays the total tax due. New business registrants are expected to
comply fully with all other City requirements, including zoning, use permit and building
and fire codes.
3. Eligible businesses include only those applicants that have not been contacted previously
with respect to the status of their license and payments due to the City, and who are not
currently part of an active collections process or enforcement action.
4. Requests can be made in person, by mail, by phone, fax or email during the amnesty
period; forms and instructions will be available on the City's website.
Other jurisdictions have had success with similar programs, increasing their collections by 2-5%.
The program will be advertised and promoted through the following vehicles:
• Snapshot
• City website
• Press releases
• Chamber of Commerce
• Public service announcements, where possible
• Paid advertising
• Postcards to commercial landlords
The development of this program included outreach to the business community for comment and
feedback. City staff discussed this with the Federation and Coalition on August 22, and with the
Business Issues Committee on September 6. The proposed program was well-received by both
groups.
FISCAL IMPACT: Staff estimates that additional revenues from this program have the
potential to reach $75,000 in fiscal year 2012-2013, or 3% of annual business tax revenues,
which have remained flat for the past four years. This revenue is expected to be partially offset
by approximately $25,000 in one-time program and staffing costs required to support the
amnesty program. A portion of the new revenues is expected to be ongoing, as the newly
registered businesses renew their licenses in future years.
SAN RAFAEL CITY COUNCIL AGENDA REPORT / Page: 3
RECOMMENDATION: Staff recommends that Council accept the report and adopt the
Resolution as presented.
ATTACHMENTS
Resolution
RESOLUTION NO. 13416
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN RAFAEL
AUTHORIZING THE TEMPORARY WAIVER OF PENALTIES FOR
BUSINESSES THAT ESTABLISH COMPLIANCE WITH THE BUSINESS
LICENSE REQUIREMENTS OF THE MUNICPAL CODE
WHEREAS, the San Rafael Municipal Code (Chapter 10.04) requires persons
conducting business in the City of San Rafael to have a business license and pay applicable fees
and taxes; and
WHEREAS, City staff believes that with its limited enforcement resources, a temporary,
business license amnesty program provides a business -friendly approach to ensure compliance
with the business tax requirements of the Municipal Code-, and
WHEREAS, Staff has prepared a report to Council describing how a business license
amnesty program would work and has recommended implementation of such a program, and
Council has received and approved that report;
NOW, THEREFORE, BE IT RESOLVED, by the San Rafael City Council that the
City Manager is authorized to implement a temporary business license amnesty program during
fiscal year 2012-2013, waiving penalties for businesses that establish compliance with the
business license tax requirements of the Municipal Code, with specific dates, terms and
procedures to be determined by staff.
1, ESTHER C. BEIRNE, Clerk of the City of San Rafael, hereby certify that the
foregoing resolution was duly and regularly introduced and adopted at a regular meeting of the
City Council of said City held on Monday, the 17th day of September, 2012, by the following
vote, to wit:
AYES: COUNCILMEMBERS:
NOES: COUNCILMEMBERS:
ABSENT: COU" NCILM EMBERS:
Heller, McCullough & Mayor Phillips
None
Connolly, Levine
ESTHER C. BEIRNE, City Clerk
INSTRUCTIONS: USE THIS FORM WITH EACH SUBMITTAL OF A CONTRACT, AGREEMENT,
ORDINANCE OR RESOLUTION BEFORE APPROVAL BY COUNCIL / AGENCY.
SRRA/ SRCC AGENDA ITEM NO. 6-a
DATE OF MEETING: September 17, 2012
FROM: Mark Moses
DEPARTMENT: Finance
DATE: September 10, 2012
TITLE OF DOCUMENT: RESOLUTION OO
OF THE Cl CZOUNCIL•F THE CITY•F SAN
-H T C
RAFAEL AUTHORIZING THE TEMPORARY WAWOFL PENALTIES
FOR BUSINESSES THAT ESTABLISH COMPLIANCE WITH THE BUSINESS LICENSE
REQUIREMENTS OF THE MUNICPAL CODE
Department Head (signature)
APPROVED AS COUNCIL AGENCY
AGENDA ITEM:
City Manager (signature)
lilL rallwAi M12i.-JOITI �
EXAU27M
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'LaL,
City Attorney (signature) I